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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $513M AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 6 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 ENTERGY CORP NEW COM 1,000.0 $115K 0.02% $115.33
102 IRM IRON MTN INC DEL COM Real Estate 1,000.0 $112K 0.02% $111.88 +10.8%
103 CMG CHIPOTLE MEXICAN GRILL INC COM Consumer Cyclical 3,212.0 $111K 0.02% $34.59 -4.5%
104 GPC GENUINE PARTS CO COM Consumer Cyclical 1,001.0 $110K 0.02% $109.77 -15.1%
105 UNH UNITEDHEALTH GROUP INC COM Healthcare 347.0 $109K 0.02% -39.0 -10.1% $313.14 +24.9%
106 IWB ISHARES RUSSELL 1000 ETF 285.0 $107K 0.02% $376.07 +6.3%
107 ABT ABBOTT LABORATORIES COM Healthcare 1,052.0 $106K 0.02% $100.67 -11.8%
108 EPD ENTERPRISE PRODS PARTNERS L P COM Energy 2,770.0 $104K 0.02% +26.0 +0.9% $37.42 +5.4%
109 SCHA SCHWAB U.S. SMALL-CAP ETF 3,100.0 $97K 0.02% +286.0 +10.2% $31.21 +2.7%
110 ADBE ADOBE INC COM Technology 400.0 $96K 0.02% $240.11 +6.2%
111 IWM ISHARES RUSSELL 2000 ETF 360.0 $95K 0.02% $264.94 +3.1%
112 AMD ADVANCED MICRO DEVICES INC COM Technology 375.0 $93K 0.02% -26.0 -6.5% $246.83 +67.7%
113 SCHV SCHWAB U.S. LARGE-CAP VALUE ETF 2,905.0 $92K 0.02% $31.71 +2.6%
114 ETHA ISHARES ETHEREUM TRUST ETF Financial Services 5,193.0 $89K 0.02% NEW $17.08 -6.7%
115 FDX FEDEX CORP COM Industrials 228.0 $85K 0.02% $371.73 -0.5%
116 ONEQ FIDELITY NASDAQ COMPOSITE INDEX ETF 909.0 $83K 0.02% $91.24 +11.6%
117 SO SOUTHERN CO COM Utilities 858.0 $82K 0.02% +6.0 +0.7% $95.96 -2.3%
118 VO VANGUARD MID-CAP ETF 272.0 $82K 0.02% +3.0 +1.1% $299.90 -74.6%
119 AGG ISHARES CORE U.S. AGGREGATE BOND ETF 788.0 $78K 0.01% $99.46 -1.8%
120 MFC MANULIFE FINL CORP COM Financial Services 2,000.0 $75K 0.01% $37.28 +2.5%
Page 6 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%