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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $518M AUM Filed Jan 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 432 New
Page 7 of 22  ·  432 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 SCHG SCHWAB U.S. LARGE-CAP GROWTH ETF 2,281.0 $75K 0.01% NEW $32.86 +3.1%
122 MFC MANULIFE FINL CORP COM Financial Services 2,000.0 $75K 0.01% NEW $37.36 +2.3%
123 XLV STATE STREET HEALTH CARE SELECT SECTOR SPDR ETF 474.0 $75K 0.01% NEW $157.36 -6.4%
124 SO SOUTHERN CO COM Utilities 852.0 $74K 0.01% NEW $86.98 +7.7%
125 TSCO TRACTOR SUPPLY CO COM Consumer Cyclical 1,402.0 $72K 0.01% NEW $51.50 -38.4%
126 FDX FEDEX CORP COM Industrials 227.0 $71K 0.01% NEW $312.36 +18.4%
127 HTGC HERCULES CAPITAL INC COM Financial Services 3,515.0 $65K 0.01% NEW $18.59 -17.2%
128 GSLC TR ACTIVEBETA US LARGE CAP EQUITY ETF 485.0 $65K 0.01% NEW $134.58 +3.4%
129 ACN ACCENTURE PLC IRELAND SHS CLASS A Technology 230.0 $65K 0.01% NEW $280.67 -37.0%
130 CMCSA COMCAST CORP NEW CL A Communication Services 2,261.0 $64K 0.01% NEW $28.38 -12.6%
131 LLY ELI LILLY & CO COM Healthcare 60.0 $64K 0.01% NEW $1068.63 -7.5%
132 TXN TEXAS INSTRS INC COM Technology 337.0 $64K 0.01% NEW $190.13 +58.1%
133 IVW ISHARES S&P 500 GROWTH ETF 507.0 $63K 0.01% NEW $124.60 +7.9%
134 KR KROGER CO COM Consumer Defensive 1,022.0 $61K 0.01% NEW $59.54 +14.8%
135 VTV VANGUARD VALUE ETF 303.0 $60K 0.01% NEW $197.09 +5.1%
136 SPG SIMON PPTY GROUP INC NEW COM Real Estate 321.0 $59K 0.01% NEW $184.79 +8.5%
137 MA MASTERCARD INCORPORATED CL A Financial Services 101.0 $58K 0.01% NEW $578.24 -12.5%
138 LUV SOUTHWEST AIRLS CO COM Industrials 1,297.0 $58K 0.01% NEW $44.52 -13.8%
139 PCAR PACCAR INC COM Industrials 486.0 $58K 0.01% NEW $118.70 -5.9%
140 LHX L3HARRIS TECHNOLOGIES INC COM Industrials 170.0 $57K 0.01% NEW $335.77 -7.3%
Page 7 of 22  ·  432 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.1%
Technology 31.7%
Consumer Cyclical 9.3%
Consumer Defensive 6.2%
Industrials 2.9%
Communication Services 2.3%
Healthcare 1.2%
Energy 1.2%
Utilities 0.8%
Basic Materials 0.1%