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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 1 of 48  ·  959 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 DFAU DIMENSIONAL US CORE EQUITY MARKET ETF 708,070.0 $31.9M 8.28% +35K +5.1% $45.12 +12.6%
2 IUSB ISHARES CORE TOTAL USD BOND MARKET ETF 460,907.0 $21.3M 5.52% +14K +3.0% $46.19 +0.1%
3 VUG VANGUARD GROWTH ETF 47,721.0 $20.8M 5.40% +1K +2.1% $436.79 -80.8%
4 IVV ISHARES CORE S&P 500 ETF 30,278.0 $19.8M 5.13% +8K +36.2% $653.20 +12.8%
5 BNDX VANGUARD TOTAL INTERNATIONAL BOND ETF 305,946.0 $14.7M 3.81% +23K +8.3% $48.05 +0.9%
6 BSV VANGUARD SHORT-TERM BOND ETF 179,097.0 $14.0M 3.64% +10K +5.6% $78.41 -0.7%
7 IVW ISHARES S&P 500 GROWTH ETF 118,508.0 $13.4M 3.48% +6K +5.3% $113.11 +17.9%
8 DFSD DIMENSIONAL SHORT-DURATION FIXED INCOME ETF 244,701.0 $11.7M 3.04% +36K +17.1% $47.88 -0.4%
9 DFAI DIMENSIONAL INTERNATIONAL CORE EQUITY MARKET ETF 253,885.0 $9.9M 2.56% +1K +0.5% $38.96 +4.6%
10 DFCF DIMENSIONAL CORE FIXED INCOME ETF 187,365.0 $7.9M 2.05% +23K +13.7% $42.22 +0.1%
11 GOVT ISHARES U.S. TREASURY BOND ETF 306,208.0 $7.0M 1.82% +263K +604.4% $22.91 -0.4%
12 VMBS VANGUARD MORTGAGE-BACKED SECURITIES ETF 148,372.0 $7.0M 1.81% +4K +2.7% $46.95 -0.1%
13 BIV VANGUARD INTERMEDIATE-TERM BOND ETF 88,568.0 $6.8M 1.77% +5K +5.5% $77.18 -0.5%
14 MBB ISHARES MBS ETF 70,446.0 $6.7M 1.73% +2K +2.3% $94.95 -0.2%
15 BLV VANGUARD LONG-TERM BOND ETF 96,568.0 $6.6M 1.72% +7K +7.4% $68.78 +1.0%
16 MTUM ISHARES MSCI USA MOMENTUM FACTOR ETF 27,030.0 $6.5M 1.68% +1K +4.3% $239.99 +36.8%
17 BAI ISHARES A.I. INNOVATION AND TECH ACTIVE ETF 194,031.0 $6.4M 1.66% +9K +4.8% $32.95 +50.8%
18 QUAL ISHARES MSCI USA QUALITY FACTOR ETF 33,141.0 $6.4M 1.65% +772.0 +2.4% $191.81 +11.2%
19 THRO ISHARES U.S. THEMATIC ROTATION ACTIVE ETF 164,766.0 $6.0M 1.55% +6K +4.0% $36.22 +16.6%
20 IAGG ISHARES CORE INTERNATIONAL AGGREGATE BOND ETF 91,004.0 $4.6M 1.18% +2K +2.4% $50.04 +1.1%
Page 1 of 48  ·  959 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%