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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 10 of 48  ·  959 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 USB US BANCORP COM NEW Financial Services 160.0 $8K 0.00% +40.0 +33.3% $52.01 +17.7%
182 AEP AMERICAN ELEC PWR CO INC COM Utilities 63.0 $8K 0.00% +19.0 +43.2% $131.08 +4.5%
183 EMR EMERSON ELEC CO COM Industrials 63.0 $8K 0.00% +17.0 +37.0% $131.02 +10.9%
184 GD GENERAL DYNAMICS CORP COM Industrials 24.0 $8K 0.00% +8.0 +50.0% $343.21 +0.4%
185 VBK VANGUARD SMALL-CAP GROWTH ETF 27.0 $8K 0.00% +7.0 +35.0% $302.22 +18.4%
186 APD AIR PRODUCTS AND CHEMICALS INC COM Basic Materials 28.0 $8K 0.00% +12.0 +75.0% $290.46 -3.6%
187 MMM 3M CO COM Industrials 56.0 $8K 0.00% +10.0 +21.7% $145.21 +15.7%
188 EME EMCOR GROUP INC COM Industrials 11.0 $8K 0.00% +3.0 +37.5% $738.27 +16.8%
189 PCAR PACCAR INC COM Industrials 70.0 $8K 0.00% +21.0 +42.9% $115.50 +5.4%
190 VRTX VERTEX PHARMACEUTICALS INC COM Healthcare 18.0 $8K 0.00% +3.0 +20.0% $446.50 +7.5%
191 TER TERADYNE INC COM Technology 27.0 $8K 0.00% +10.0 +58.8% $296.44 +59.2%
192 AMP AMERIPRISE FINL INC COM Financial Services 18.0 $8K 0.00% +7.0 +63.6% $444.39 +2.0%
193 OKE ONEOK INC NEW COM Energy 88.0 $8K 0.00% +48.0 +120.0% $90.39 -1.0%
194 CTVA CORTEVA INC COM Basic Materials 95.0 $8K 0.00% +34.0 +55.7% $83.71 -2.5%
195 PGR PROGRESSIVE CORP COM Financial Services 40.0 $8K 0.00% +2.0 +5.3% $198.22 +8.7%
196 KEYS KEYSIGHT TECHNOLOGIES INC COM Technology 28.0 $8K 0.00% +10.0 +55.6% $282.36 +27.5%
197 SYK STRYKER CORPORATION COM Healthcare 24.0 $8K 0.00% +6.0 +33.3% $328.58 -3.8%
198 TEL TE CONNECTIVITY PLC ORD SHS Technology 37.0 $8K 0.00% +8.0 +27.6% $209.00 -4.3%
199 REGN REGENERON PHARMACEUTICALS COM Healthcare 10.0 $8K 0.00% +2.0 +25.0% $772.60 -19.7%
200 ECL ECOLAB INC COM Basic Materials 29.0 $8K 0.00% +9.0 +45.0% $266.00 +5.7%
Page 10 of 48  ·  959 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%