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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 2 of 48  ·  959 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 DFGR DIMENSIONAL GLOBAL REAL ESTATE ETF 39,577.0 $1.1M 0.27% +6K +16.6% $26.58 +9.6%
22 NVDA NVIDIA CORPORATION COM Technology 5,496.0 $959K 0.25% +490.0 +9.8% $174.42 +14.7%
23 AAPL APPLE INC COM Technology 3,233.0 $820K 0.21% +321.0 +11.0% $253.77 +13.3%
24 GOOGL ALPHABET INC CAP STK CL A Communication Services 1,839.0 $529K 0.14% +103.0 +5.9% $287.56 +17.1%
25 AMZN AMAZON COM INC COM Consumer Cyclical 2,115.0 $440K 0.11% +286.0 +15.6% $208.27 +11.5%
26 TSLA TESLA INC COM Consumer Cyclical 1,113.0 $414K 0.11% +11.0 +1.0% $371.75 +1.0%
27 AOM ISHARES CORE 40/60 MODERATE ALLOCATION ETF 8,152.0 $386K 0.10% +60.0 +0.7% $47.37 +4.7%
28 META META PLATFORMS INC CL A Communication Services 523.0 $299K 0.08% +28.0 +5.7% $572.38 -2.9%
29 JPM JPMORGAN CHASE & CO COM Financial Services 964.0 $284K 0.07% +192.0 +24.9% $294.20 +13.9%
30 AVGO BROADCOM INC COM Technology 868.0 $269K 0.07% +93.0 +12.0% $309.51 +24.9%
31 AOA ISHARES CORE 80/20 AGGRESSIVE ALLOCATION ETF 2,938.0 $260K 0.07% +46.0 +1.6% $88.49 +10.3%
32 VIG VANGUARD DIVIDEND APPRECIATION ETF 1,148.0 $247K 0.06% +110.0 +10.6% $215.05 +9.7%
33 LLY ELI LILLY & CO COM Healthcare 225.0 $207K 0.05% +7.0 +3.2% $919.77 +22.5%
34 CSCO CISCO SYS INC COM Technology 2,495.0 $194K 0.05% +2K +745.8% $77.60 +54.3%
35 V VISA INC COM CL A Financial Services 567.0 $171K 0.04% +22.0 +4.0% $302.24 +10.2%
36 ABBV ABBVIE INC COM Healthcare 691.0 $150K 0.04% +6.0 +0.9% $217.49 +7.4%
37 LIN LINDE PLC SHS Basic Materials 279.0 $138K 0.04% +4.0 +1.4% $495.76 +4.0%
38 PLTR PALANTIR TECHNOLOGIES INC CL A Technology 926.0 $135K 0.04% +97.0 +11.7% $146.28 -23.8%
39 VTI VANGUARD TOTAL STOCK MARKET ETF 416.0 $134K 0.04% +8.0 +2.0% $321.06 +14.2%
40 ORCL ORACLE CORP COM Technology 853.0 $125K 0.03% +766.0 +880.5% $147.11 +7.0%
Page 2 of 48  ·  959 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%