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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 1 of 2  ·  37 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 EFG ISHARES MSCI EAFE GROWTH ETF 60,690.0 $6.8M 1.75% NEW $111.37 +9.3%
2 ISHARES DEFENSE INDUSTRIALS ACTIVE ETF 140,090.0 $4.6M 1.19% NEW $32.72
3 BLCR ISHARES LARGE CAP CORE ACTIVE ETF 110,021.0 $4.5M 1.17% NEW $41.06 +20.1%
4 AVAV AEROVIRONMENT INC COM Industrials 20.0 $4K 0.00% NEW $183.05 -22.3%
5 DFIC DIMENSIONAL INTERNATIONAL CORE EQUITY 2 ETF 46.0 $2K NEW $35.52 +4.0%
6 SCHD SCHWAB US DIVIDEND EQUITY ETF 40.0 $1K NEW $30.60 +3.7%
7 NANC UNUSUAL WHALES SUBVERSIVE DEMOCRATIC TRADING ETF 20.0 $845.0 NEW $42.25 +16.0%
8 LITE LUMENTUM HLDGS INC COM Technology 1.0 $702.0 NEW $702.00 +20.0%
9 SANDISK CORP COM 1.0 $635.0 NEW $635.00
10 STCE SCHWAB CRYPTO THEMATIC ETF 10.0 $519.0 NEW $51.90 +42.2%
11 HRI HERC HLDGS INC COM Industrials 4.0 $398.0 NEW $99.50 +43.9%
12 TLN TALEN ENERGY CORP COM Utilities 1.0 $319.0 NEW $319.00 +27.2%
13 PIPR PIPER SANDLER COMPANIES COM NEW Financial Services 4.0 $306.0 NEW $76.50 +3.4%
14 JEPQ JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF 5.0 $277.0 NEW $55.40 +7.7%
15 CSW INDUSTRIALS INC COM 1.0 $260.0 NEW $260.00
16 FDS FACTSET RESH SYS INC COM Financial Services 1.0 $216.0 NEW $216.00 +0.2%
17 SLAB SILICON LABORATORIES INC COM Technology 1.0 $208.0 NEW $208.00 +4.8%
18 LEU CENTRUS ENERGY CORP CL A Energy 1.0 $173.0 NEW $173.00 -1.1%
19 ALG ALAMO GROUP INC COM Industrials 1.0 $164.0 NEW $164.00 -0.3%
20 VICR VICOR CORP COM Technology 1.0 $161.0 NEW $161.00 +100.2%
Page 1 of 2  ·  37 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%