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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $383M AUM 1,317 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 1317 New
Page 12 of 66  ·  1,317 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 GWW WW GRAINGER INC COM Industrials 7.0 $7K 0.00% NEW $1009.00 +36.3%
222 FDX FEDEX CORP COM Industrials 24.0 $7K 0.00% NEW $290.04 +13.6%
223 ANET ARISTA NETWORKS INC COM SHS Technology 53.0 $7K 0.00% NEW $131.02 +26.3%
224 UNH UNITEDHEALTH GROUP INC COM Healthcare 21.0 $7K 0.00% NEW $330.10 +25.9%
225 NOC NORTHROP GRUMMAN CORP COM Industrials 12.0 $7K 0.00% NEW $570.17 -12.4%
226 VRTX VERTEX PHARMACEUTICALS INC COM Healthcare 15.0 $7K 0.00% NEW $453.33 +5.9%
227 DFSV DIMENSIONAL US SMALL CAP VALUE ETF 207.0 $7K 0.00% NEW $32.85 +17.8%
228 AON AON PLC SHS CL A Financial Services 19.0 $7K 0.00% NEW $352.84 -10.5%
229 ROST ROSS STORES INC COM Consumer Cyclical 37.0 $7K 0.00% NEW $180.14 +19.4%
230 TT TRANE TECHNOLOGIES PLC SHS Industrials 17.0 $7K 0.00% NEW $389.18 +29.4%
231 TEL TE CONNECTIVITY PLC ORD SHS Technology 29.0 $7K 0.00% NEW $227.48 -12.1%
232 WM WASTE MGMT INC DEL COM Industrials 30.0 $7K 0.00% NEW $219.70 +1.5%
233 WDC WESTERN DIGITAL CORP COM Technology 38.0 $7K 0.00% NEW $172.26 +292.1%
234 HCA HCA HEALTHCARE INC COM Healthcare 14.0 $7K 0.00% NEW $466.86 -17.1%
235 SHW SHERWIN WILLIAMS CO COM Basic Materials 20.0 $6K 0.00% NEW $324.00 +4.7%
236 URI UNITED RENTALS INC COM Industrials 8.0 $6K 0.00% NEW $809.25 +40.8%
237 PNC PNC FINL SVCS GROUP INC COM Financial Services 31.0 $6K 0.00% NEW $208.71 +17.5%
238 USB US BANCORP DEL COM NEW Financial Services 120.0 $6K 0.00% NEW $53.88 +13.6%
239 RCL ROYAL CARIBBEAN GROUP COM Consumer Cyclical 23.0 $6K 0.00% NEW $279.83 +15.3%
240 REMX VANECK RARE EARTH AND STRATEGIC METALS ETF 86.0 $6K 0.00% NEW $73.92 +20.7%
Page 12 of 66  ·  1,317 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 38.3%
Technology 24.6%
Consumer Cyclical 9.7%
Communication Services 7.6%
Healthcare 5.7%
Industrials 5.3%
Consumer Defensive 2.8%
Energy 2.1%
Utilities 1.8%
Basic Materials 1.2%