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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $383M AUM 1,317 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 1317 New
Page 2 of 66  ·  1,317 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 MBB ISHARES MBS ETF 68,841.0 $6.6M 1.71% NEW $95.22 -0.5%
22 BIV VANGUARD INTERMEDIATE-TERM BOND ETF 83,915.0 $6.5M 1.71% NEW $77.88 -1.4%
23 MTUM ISHARES MSCI USA MOMENTUM FACTOR ETF 25,906.0 $6.5M 1.69% NEW $250.31 +31.2%
24 QUAL ISHARES MSCI USA QUALITY FACTOR ETF 32,369.0 $6.4M 1.68% NEW $198.62 +7.4%
25 BLV VANGUARD LONG-TERM BOND ETF 89,904.0 $6.3M 1.63% NEW $69.52 -0.0%
26 BAI ISHARES A.I. INNOVATION AND TECH ACTIVE ETF 185,237.0 $6.2M 1.61% NEW $33.30 +49.2%
27 THRO ISHARES U.S. THEMATIC ROTATION ACTIVE ETF 158,373.0 $6.1M 1.59% NEW $38.56 +9.5%
28 BINC ISHARES FLEXIBLE INCOME ACTIVE ETF 89,998.0 $4.7M 1.24% NEW $52.77 -0.8%
29 VB VANGUARD SMALL-CAP ETF 17,875.0 $4.6M 1.21% NEW $257.95 +15.2%
30 IAU ISHARES GOLD TRUST Financial Services 55,088.0 $4.5M 1.17% NEW $81.17 -7.6%
31 IAGG ISHARES CORE INTERNATIONAL AGGREGATE BOND ETF 88,865.0 $4.4M 1.16% NEW $50.01 +1.1%
32 DFAE DIMENSIONAL EMERGING CORE EQUITY MARKET ETF 130,332.0 $4.2M 1.11% NEW $32.57 +21.5%
33 ITA ISHARES U.S. AEROSPACE & DEFENSE ETF 12,144.0 $2.6M 0.68% NEW $214.69 +10.0%
34 VGT VANGUARD INFORMATION TECHNOLOGY ETF 2,495.0 $1.9M 0.49% NEW $753.78 -84.7%
35 EMB ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF 17,346.0 $1.7M 0.44% NEW $96.28 +0.3%
36 GOVT ISHARES U.S. TREASURY BOND ETF 43,473.0 $1.0M 0.26% NEW $23.03 -0.9%
37 NVDA NVIDIA CORPORATION COM Technology 5,006.0 $934K 0.24% NEW $186.51 +6.7%
38 SYSB ISHARES SYSTEMATIC BOND ETF 10,249.0 $920K 0.24% NEW $89.76 -1.0%
39 DFGR DIMENSIONAL GLOBAL REAL ESTATE ETF 33,938.0 $897K 0.23% NEW $26.42 +10.2%
40 AAPL APPLE INC COM Technology 2,912.0 $792K 0.21% NEW $271.82 +7.8%
Page 2 of 66  ·  1,317 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 38.3%
Technology 24.6%
Consumer Cyclical 9.7%
Communication Services 7.6%
Healthcare 5.7%
Industrials 5.3%
Consumer Defensive 2.8%
Energy 2.1%
Utilities 1.8%
Basic Materials 1.2%