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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $383M AUM 1,317 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 1317 New
Page 7 of 66  ·  1,317 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 WMT WALMART INC COM Consumer Defensive 288.0 $32K 0.01% NEW $111.62 +3.7%
122 LOW LOWES COS INC COM Consumer Cyclical 129.0 $31K 0.01% NEW $241.16 -8.0%
123 JNJ JOHNSON & JOHNSON COM Healthcare 149.0 $31K 0.01% NEW $206.95 +18.3%
124 BAC BANK AMERICA CORP COM Financial Services 501.0 $28K 0.01% NEW $55.00 +5.8%
125 CIM REAL ESTATE FIN TR INC COM 5,144.0 $27K 0.01% NEW $5.25
126 PG PROCTER & GAMBLE CO COM Consumer Defensive 177.0 $25K 0.01% NEW $143.31 +3.6%
127 USIG ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF 463.0 $24K 0.01% NEW $51.77 -0.7%
128 BX BLACKSTONE INC COM Financial Services 155.0 $24K 0.01% NEW $154.14 -25.9%
129 HD HOME DEPOT INC COM Consumer Cyclical 69.0 $24K 0.01% NEW $344.09 +0.3%
130 CSCO CISCO SYS INC COM Technology 295.0 $23K 0.01% NEW $77.03 +54.5%
131 MU MICRON TECHNOLOGY INC COM Technology 79.0 $23K 0.01% NEW $285.52 +325.0%
132 VXUS VANGUARD TOTAL INTERNATIONAL STOCK ETF 294.0 $22K 0.01% NEW $75.44 +12.8%
133 IBM INTERNATIONAL BUSINESS MACHS COM Technology 74.0 $22K 0.01% NEW $296.20 -12.8%
134 BTC GRAYSCALE BITCOIN MINI TRUST ETF Financial Services 558.0 $22K 0.01% NEW $38.73 -32.4%
135 NFLX NETFLIX INC. COM Communication Services 229.0 $21K 0.01% NEW $93.76 -24.4%
136 TSM TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS Technology 70.0 $21K 0.01% NEW $304.67 +42.8%
137 CAT CATERPILLAR INC COM Industrials 35.0 $20K 0.01% NEW $572.86 +84.5%
138 AMD ADVANCED MICRO DEVICES INC COM Technology 91.0 $19K 0.01% NEW $214.15 +148.7%
139 CVX CHEVRON CORP NEW COM Energy 126.0 $19K 0.01% NEW $152.40 +13.0%
140 BITO PROSHARES BITCOIN ETF 1,498.0 $18K 0.01% NEW $12.16 -33.7%
Page 7 of 66  ·  1,317 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 38.3%
Technology 24.6%
Consumer Cyclical 9.7%
Communication Services 7.6%
Healthcare 5.7%
Industrials 5.3%
Consumer Defensive 2.8%
Energy 2.1%
Utilities 1.8%
Basic Materials 1.2%