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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 3 of 9  ·  167 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 ITA ISHARES U.S. AEROSPACE & DEFENSE ETF 136.0 $30K 0.01% -12K -98.9% $218.75 +9.0%
42 BX BLACKSTONE INC COM Financial Services 149.0 $17K 0.00% -6.0 -3.9% $114.99 +0.4%
43 KR KROGER CO COM Consumer Defensive 121.0 $9K 0.00% -1K -92.0% $72.36 -19.9%
44 DIA STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST Financial Services 14.0 $6K 0.00% -2.0 -12.5% $463.14 +12.6%
45 CRM SALESFORCE INC COM Technology 32.0 $6K 0.00% -7.0 -17.9% $186.66 -19.4%
46 ZTS ZOETIS INC CL A Healthcare 47.0 $6K 0.00% -1.0 -2.1% $118.19 -33.7%
47 STE STERIS PLC SHS USD Healthcare 25.0 $6K 0.00% -462.0 -94.9% $221.12 -4.3%
48 KMB KIMBERLY-CLARK CORP COM Consumer Defensive 54.0 $5K 0.00% -510.0 -90.4% $99.41 +8.3%
49 ADBE ADOBE INC COM Technology 18.0 $4K 0.00% -285.0 -94.1% $243.06 -19.6%
50 EMB ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF 46.0 $4K 0.00% -17K -99.7% $93.91 +2.9%
51 USMV ISHARES MSCI USA MIN VOL FACTOR ETF 43.0 $4K 0.00% -4.0 -8.5% $92.72 +2.6%
52 HOOD ROBINHOOD MKTS INC COM CL A Financial Services 55.0 $4K 0.00% -18.0 -24.7% $69.29 +37.7%
53 ADP AUTOMATIC DATA PROCESSING INC COM Industrials 18.0 $4K 0.00% -11.0 -37.9% $205.33 +7.4%
54 ULTA ULTA BEAUTY INC COM Consumer Cyclical 7.0 $4K 0.00% -1.0 -12.5% $522.57 -8.0%
55 TDG TRANSDIGM GROUP INC COM Industrials 3.0 $3K 0.00% -3.0 -50.0% $1158.67 +15.6%
56 INTU INTUIT COM Technology 8.0 $3K 0.00% -7.0 -46.7% $432.38 -40.7%
57 KDP KEURIG DR PEPPER INC COM Consumer Defensive 124.0 $3K 0.00% -2K -94.3% $26.32 +22.3%
58 AMCOR PLC COM NEW 80.0 $3K 0.00% -178.0 -69.0% $39.75
59 CVNA CARVANA CO CL A Consumer Cyclical 9.0 $3K 0.00% -1.0 -10.0% $314.33 -78.5%
60 LPLA LPL FINL HLDGS INC COM Financial Services 9.0 $3K 0.00% -1.0 -10.0% $300.78 -8.7%
Page 3 of 9  ·  167 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%