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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 10 of 66  ·  1,301 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 BITO PROSHARES BITCOIN ETF 1,498.0 $14K 0.00% $9.31 -13.4%
182 NOC NORTHROP GRUMMAN CORP COM Industrials 20.0 $14K 0.00% +8.0 +66.7% $682.20 -26.8%
183 CDNS CADENCE DESIGN SYSTEM INC COM Technology 49.0 $14K 0.00% +20.0 +69.0% $277.86 +32.5%
184 JCI JOHNSON CTLS INTL PLC SHS Industrials 103.0 $13K 0.00% +17.0 +19.8% $130.94 +11.1%
185 MPC MARATHON PETE CORP COM Energy 53.0 $13K 0.00% +18.0 +51.4% $244.17 +3.8%
186 STX SEAGATE TECHNOLOGY HLDNGS PLC ORD SHS Technology 33.0 $13K 0.00% +12.0 +57.1% $391.76 +161.7%
187 CB CHUBB LTD SWITZ COM Financial Services 39.0 $13K 0.00% +11.0 +39.3% $326.82 +1.2%
188 ETN EATON CORP PLC SHS Industrials 35.0 $13K 0.00% +12.0 +52.2% $357.66 +17.4%
189 BLK BLACKROCK INC COM Financial Services 13.0 $13K 0.00% +4.0 +44.4% $961.69 +1.1%
190 FIX COMFORT SYS USA INC COM Industrials 9.0 $12K 0.00% +3.0 +50.0% $1378.89 +46.2%
191 PANW PALO ALTO NETWORKS INC COM Technology 77.0 $12K 0.00% +14.0 +22.2% $160.31 +82.8%
192 APP APPLOVIN CORP COM CL A Technology 31.0 $12K 0.00% +7.0 +29.2% $398.00 +12.0%
193 ORA ORMAT TECHNOLOGIES INC COM Utilities 108.0 $12K 0.00% +2.0 +1.9% $111.92 +7.2%
194 PWR QUANTA SVCS INC COM Industrials 22.0 $12K 0.00% +9.0 +69.2% $549.00 +30.9%
195 TRV TRAVELERS COMPANIES INC COM Financial Services 41.0 $12K 0.00% +9.0 +28.1% $291.66 +9.1%
196 PSX PHILLIPS 66 COM Energy 65.0 $12K 0.00% +24.0 +58.5% $182.17 -5.7%
197 FDX FEDEX CORP COM Industrials 33.0 $12K 0.00% +9.0 +37.5% $357.52 -7.9%
198 WMB WILLIAMS COS INC COM Energy 161.0 $12K 0.00% +56.0 +53.3% $72.78 +6.5%
199 VLO VALERO ENERGY CORP COM Energy 47.0 $12K 0.00% +14.0 +42.4% $247.06 +3.2%
200 SPGI S&P GLOBAL INC COM Financial Services 27.0 $11K 0.00% +9.0 +50.0% $425.33 -7.1%
Page 10 of 66  ·  1,301 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%