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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 12 of 66  ·  1,301 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 RCL ROYAL CARIBBEAN GROUP COM Consumer Cyclical 36.0 $10K 0.00% +13.0 +56.5% $276.61 +16.6%
222 BA BOEING CO COM Industrials 50.0 $10K 0.00% +9.0 +21.9% $199.02 +9.6%
223 ITW ILLINOIS TOOL WKS INC COM Industrials 38.0 $10K 0.00% +13.0 +52.0% $260.29 +4.0%
224 GWW WW GRAINGER INC COM Industrials 9.0 $10K 0.00% +2.0 +28.6% $1090.78 +26.0%
225 MAR MARRIOTT INTL INC NEW CL A Consumer Cyclical 30.0 $10K 0.00% +10.0 +50.0% $327.07 +15.9%
226 FCX FREEPORT MCMORAN INC CL B Basic Materials 166.0 $10K 0.00% +53.0 +46.9% $58.78 +6.8%
227 SO SOUTHERN CO COM Utilities 100.0 $10K 0.00% +30.0 +42.9% $96.52 -0.6%
228 CRH PLC ORD 91.0 $10K 0.00% +16.0 +21.3% $105.11
229 MDT MEDTRONIC PLC SHS Healthcare 110.0 $10K 0.00% +29.0 +35.8% $86.65 -7.1%
230 TRGP TARGA RES CORP COM Energy 38.0 $10K 0.00% +12.0 +46.1% $250.71 +9.1%
231 KMI KINDER MORGAN INC DEL COM Energy 281.0 $9K 0.00% +82.0 +41.2% $33.53 -1.5%
232 FERG FERGUSON ENTERPRISES INC COMMON STOCK NEW Industrials 40.0 $9K 0.00% +12.0 +42.9% $233.25 +3.2%
233 DUK DUKE ENERGY CORP NEW COM NEW Utilities 71.0 $9K 0.00% +23.0 +47.9% $130.93 -2.9%
234 DHR DANAHER CORP DEL COM Healthcare 49.0 $9K 0.00% +11.0 +28.9% $189.59 +1.9%
235 SPIB STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF 276.0 $9K 0.00% +41.0 +17.4% $33.54 -0.1%
236 ISRG INTUITIVE SURGICAL INC COM NEW Healthcare 20.0 $9K 0.00% +6.0 +42.9% $460.95 -13.3%
237 SBUX STARBUCKS CORP COM Consumer Cyclical 101.0 $9K 0.00% +29.0 +40.3% $89.58 +15.2%
238 HCA HCA HEALTHCARE INC COM Healthcare 19.0 $9K 0.00% +5.0 +35.7% $473.21 -18.2%
239 PNC PNC FINL SVCS GROUP INC COM Financial Services 43.0 $9K 0.00% +12.0 +38.7% $208.07 +17.9%
240 COF CAPITAL ONE FINL CORP COM Financial Services 49.0 $9K 0.00% +4.0 +8.9% $182.43 +12.3%
Page 12 of 66  ·  1,301 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%