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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 17 of 66  ·  1,301 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 STT STATE STR CORP COM Financial Services 44.0 $6K 0.00% +16.0 +57.1% $126.55 +34.0%
322 ZTS ZOETIS INC CL A Healthcare 47.0 $6K 0.00% -1.0 -2.1% $118.19 -34.2%
323 NKE NIKE INC CL B Consumer Cyclical 104.0 $6K 0.00% +37.0 +55.2% $53.23 -23.2%
324 STE STERIS PLC SHS USD Healthcare 25.0 $6K 0.00% -462.0 -94.9% $221.12 -4.8%
325 EXC EXELON CORP COM Utilities 112.0 $5K 0.00% +32.0 +40.0% $49.02 -4.6%
326 CW CURTISS WRIGHT CORP COM Industrials 8.0 $5K 0.00% +3.0 +60.0% $681.00 +12.7%
327 XEL XCEL ENERGY INC COM Utilities 68.0 $5K 0.00% +22.0 +47.8% $79.43 +2.9%
328 KMB KIMBERLY-CLARK CORP COM Consumer Defensive 54.0 $5K 0.00% -510.0 -90.4% $99.41 +8.7%
329 BDX BECTON DICKINSON & CO COM Healthcare 34.0 $5K 0.00% +7.0 +25.9% $157.21 -3.7%
330 FORTINET INC COM 65.0 $5K 0.00% +20.0 +44.4% $81.71
331 MCHP MICROCHIP TECHNOLOGY INC. COM Technology 82.0 $5K 0.00% +36.0 +78.3% $64.61 +45.7%
332 YUM YUM BRANDS INC COM Consumer Cyclical 34.0 $5K 0.00% +9.0 +36.0% $155.47 -2.8%
333 AIG AMERICAN INTL GROUP INC COM NEW Financial Services 70.0 $5K 0.00% +18.0 +34.6% $75.24 -0.5%
334 ADSK AUTODESK INC COM Technology 22.0 $5K 0.00% +6.0 +37.5% $239.36 -20.7%
335 MET METLIFE INC COM Financial Services 74.0 $5K 0.00% +6.0 +8.8% $70.72 +19.7%
336 FN FABRINET SHS Technology 10.0 $5K 0.00% +5.0 +100.0% $521.50 +8.9%
337 ED CONSOLIDATED EDISON INC COM Utilities 46.0 $5K 0.00% +17.0 +58.6% $113.17 -2.1%
338 EW EDWARDS LIFESCIENCES CORP COM Healthcare 65.0 $5K 0.00% +23.0 +54.8% $80.08 +12.0%
339 ACGL ARCH CAP GROUP LTD ORD Financial Services 54.0 $5K 0.00% +17.0 +46.0% $95.98 -1.7%
340 EQT EQT CORP COM Energy 80.0 $5K 0.00% +24.0 +42.9% $63.64 -18.8%
Page 17 of 66  ·  1,301 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%