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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 2 of 66  ·  1,301 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 BIV VANGUARD INTERMEDIATE-TERM BOND ETF 88,568.0 $6.8M 1.77% +5K +5.5% $77.18 -0.5%
22 EFG ISHARES MSCI EAFE GROWTH ETF 60,690.0 $6.8M 1.75% NEW $111.37 +9.3%
23 MBB ISHARES MBS ETF 70,446.0 $6.7M 1.73% +2K +2.3% $94.95 -0.2%
24 BLV VANGUARD LONG-TERM BOND ETF 96,568.0 $6.6M 1.72% +7K +7.4% $68.78 +1.0%
25 MTUM ISHARES MSCI USA MOMENTUM FACTOR ETF 27,030.0 $6.5M 1.68% +1K +4.3% $239.99 +36.8%
26 BAI ISHARES A.I. INNOVATION AND TECH ACTIVE ETF 194,031.0 $6.4M 1.66% +9K +4.8% $32.95 +50.8%
27 QUAL ISHARES MSCI USA QUALITY FACTOR ETF 33,141.0 $6.4M 1.65% +772.0 +2.4% $191.81 +11.2%
28 THRO ISHARES U.S. THEMATIC ROTATION ACTIVE ETF 164,766.0 $6.0M 1.55% +6K +4.0% $36.22 +16.6%
29 VB VANGUARD SMALL-CAP ETF 17,510.0 $4.6M 1.19% -365.0 -2.0% $261.92 +13.5%
30 ISHARES DEFENSE INDUSTRIALS ACTIVE ETF 140,090.0 $4.6M 1.19% NEW $32.72
31 IAGG ISHARES CORE INTERNATIONAL AGGREGATE BOND ETF 91,004.0 $4.6M 1.18% +2K +2.4% $50.04 +1.1%
32 BLCR ISHARES LARGE CAP CORE ACTIVE ETF 110,021.0 $4.5M 1.17% NEW $41.06 +20.1%
33 DFAE DIMENSIONAL EMERGING CORE EQUITY MARKET ETF 127,528.0 $4.3M 1.12% -3K -2.1% $33.86 +16.8%
34 BINC ISHARES FLEXIBLE INCOME ACTIVE ETF 77,758.0 $4.0M 1.05% -12K -13.6% $51.93 +0.8%
35 VGT VANGUARD INFORMATION TECHNOLOGY ETF 2,495.0 $1.7M 0.45% $697.72 -83.5%
36 IAU ISHARES GOLD TRUST Financial Services 17,415.0 $1.5M 0.40% -38K -68.4% $88.16 -14.9%
37 DFGR DIMENSIONAL GLOBAL REAL ESTATE ETF 39,577.0 $1.1M 0.27% +6K +16.6% $26.58 +9.6%
38 NVDA NVIDIA CORPORATION COM Technology 5,496.0 $959K 0.25% +490.0 +9.8% $174.42 +14.1%
39 SYSB ISHARES SYSTEMATIC BOND ETF 10,263.0 $913K 0.24% $89.00 -0.2%
40 AAPL APPLE INC COM Technology 3,233.0 $820K 0.21% +321.0 +11.0% $253.77 +15.5%
Page 2 of 66  ·  1,301 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%