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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $383M AUM 1,317 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 1317 New
Page 37 of 66  ·  1,317 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
721 KNX KNIGHT-SWIFT TRANSN HLDGS INC CL A Industrials 14.0 $731.0 NEW $52.21 +46.7%
722 ASTS AST SPACEMOBILE INC COM CL A Technology 10.0 $726.0 NEW $72.60 -1.6%
723 MOS MOSAIC CO NEW COM Basic Materials 30.0 $722.0 NEW $24.07 -7.0%
724 FHN FIRST HORIZON CORPORATION COM Financial Services 30.0 $721.0 NEW $24.03 +6.3%
725 EAT BRINKER INTL INC COM Consumer Cyclical 5.0 $717.0 NEW $143.40 +19.6%
726 JHG JANUS HENDERSON GROUP PLC ORD SHS Financial Services 15.0 $713.0 NEW $47.53 +9.2%
727 CRUS CIRRUS LOGIC INC COM Technology 6.0 $711.0 NEW $118.50 +23.6%
728 TECH BIO-TECHNE CORP COM Healthcare 12.0 $705.0 NEW $58.75 +20.9%
729 HCC WARRIOR MET COAL INC COM Energy 8.0 $705.0 NEW $88.12 -7.8%
730 ZION ZIONS BANCORPORATION N A COM Financial Services 12.0 $702.0 NEW $58.50 +18.2%
731 COMERICA INC COM 8.0 $701.0 NEW $87.62
732 CNH INDL N V SHS 76.0 $700.0 NEW $9.21
733 SMURFIT WESTROCK PLC SHS 18.0 $696.0 NEW $38.67
734 POST POST HLDGS INC COM Consumer Defensive 7.0 $693.0 NEW $99.00 -9.7%
735 DKNG DRAFTKINGS INC NEW COM CL A Consumer Cyclical 20.0 $689.0 NEW $34.45 -25.4%
736 LEA LEAR CORP COM NEW Consumer Cyclical 6.0 $687.0 NEW $114.50 +19.5%
737 NEU NEWMARKET CORP COM Basic Materials 1.0 $687.0 NEW $687.00 +15.4%
738 BSY BENTLEY SYS INC COM CL B Technology 18.0 $686.0 NEW $38.11 -21.3%
739 PIPER SANDLER COMPANIES COM 2.0 $679.0 NEW $339.50
740 GATX GATX CORP COM Industrials 4.0 $678.0 NEW $169.50 +7.5%
Page 37 of 66  ·  1,317 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 38.3%
Technology 24.6%
Consumer Cyclical 9.7%
Communication Services 7.6%
Healthcare 5.7%
Industrials 5.3%
Consumer Defensive 2.8%
Energy 2.1%
Utilities 1.8%
Basic Materials 1.2%