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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 4 of 66  ·  1,301 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 PLTR PALANTIR TECHNOLOGIES INC CL A Technology 926.0 $135K 0.04% +97.0 +11.7% $146.28 -22.4%
62 VTI VANGUARD TOTAL STOCK MARKET ETF 416.0 $134K 0.04% +8.0 +2.0% $321.06 +13.3%
63 WFC WELLS FARGO & CO COM Financial Services 1,663.0 $132K 0.03% $79.61 +5.9%
64 AOK ISHARES CORE 30/70 CONSERVATIVE ALLOCATION ETF 3,318.0 $132K 0.03% $39.89 +3.5%
65 VRT VERTIV HOLDINGS CO COM CL A Industrials 517.0 $130K 0.03% -120.0 -18.8% $250.60 +26.3%
66 AXP AMERICAN EXPRESS CO COM Financial Services 428.0 $129K 0.03% -11.0 -2.5% $302.48 +13.3%
67 SLB SLB LIMITED COM STK Energy 2,496.0 $129K 0.03% -28.0 -1.1% $51.68 -9.8%
68 VCR VANGUARD CONSUMER DISCRETIONARY ETF 359.0 $129K 0.03% $359.03 +8.1%
69 ADI ANALOG DEVICES INC COM Technology 396.0 $126K 0.03% -104.0 -20.8% $318.14 +29.9%
70 ORCL ORACLE CORP COM Technology 853.0 $125K 0.03% +766.0 +880.5% $147.11 +7.2%
71 TMUS T-MOBILE US INC COM Communication Services 591.0 $124K 0.03% -9.0 -1.5% $210.03 -13.9%
72 FANG DIAMONDBACK ENERGY INC COM Energy 616.0 $122K 0.03% -13.0 -2.1% $197.79 -7.2%
73 IQVIA HLDGS INC COM 710.0 $121K 0.03% +110.0 +18.3% $170.54
74 MCK MCKESSON CORP COM Healthcare 139.0 $120K 0.03% -19.0 -12.0% $866.27 -11.5%
75 BLUE OWL CR INCOME CORP COM CL I 13,185.0 $120K 0.03% +309.0 +2.4% $9.13
76 BK BANK NEW YORK MELLON CORP COM Financial Services 1,012.0 $120K 0.03% -340.0 -25.1% $118.63 +19.6%
77 DAL DELTA AIR LINES INC COM NEW Industrials 1,795.0 $119K 0.03% +77.0 +4.5% $66.48 +36.4%
78 ICAPITAL KKR PRIVATE MKTS FD SHS BEN INT I 2,760.0 $118K 0.03% $42.84
79 GOOG ALPHABET INC CAP STK CL C Communication Services 406.0 $116K 0.03% +97.0 +31.4% $286.86 +20.3%
80 PH PARKER-HANNIFIN CORP COM Industrials 130.0 $116K 0.03% -3.0 -2.3% $895.24 +7.4%
Page 4 of 66  ·  1,301 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%