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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 58 of 66  ·  1,301 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1141 RKT ROCKET COS INC COM CL A Financial Services 15.0 $213.0 +3.0 +25.0% $14.20 +4.1%
1142 TR TOOTSIE ROLL INDS INC COM Consumer Defensive 5.0 $213.0 -2.0 -28.6% $42.60 -13.5%
1143 BOX BOX INC CL A Technology 9.0 $212.0 -1.0 -10.0% $23.56 +5.8%
1144 LIBERTY GLOBAL LTD COM CL C 18.0 $211.0 +3.0 +20.0% $11.72
1145 FLAGSTAR BANK NATIONAL ASSOCIA COM NEW 16.0 $210.0 +5.0 +45.5% $13.12
1146 SLAB SILICON LABORATORIES INC COM Technology 1.0 $208.0 NEW $208.00 +4.8%
1147 MMSI MERIT MED SYS INC COM Healthcare 3.0 $206.0 -2.0 -40.0% $68.67 +3.2%
1148 AMR ALPHA METALLURGICAL RESOUR INC COM Energy 1.0 $205.0 $205.00 -18.0%
1149 WDFC WD 40 CO COM Basic Materials 1.0 $203.0 $203.00 +21.2%
1150 PLXS PLEXUS CORP COM Technology 1.0 $202.0 -1.0 -50.0% $202.00 +46.9%
1151 CSGP COSTAR GROUP INC COM Real Estate 5.0 $201.0 -24.0 -82.8% $40.20 -28.8%
1152 ACAD ACADIA PHARMACEUTICALS INC COM Healthcare 9.0 $200.0 +2.0 +28.6% $22.22 +6.7%
1153 VISN VISTANCE NETWORKS INC COM Technology 11.0 $200.0 +10.0 +1000.0% $18.18 -30.6%
1154 ABG ASBURY AUTOMOTIVE GROUP INC COM Consumer Cyclical 1.0 $195.0 $195.00 +4.1%
1155 RBRK RUBRIK INC. CL A Technology 4.0 $195.0 +2.0 +100.0% $48.75 +45.7%
1156 IOT SAMSARA INC COM CL A Technology 6.0 $190.0 -10.0 -62.5% $31.67 -8.5%
1157 RAMP LIVERAMP HLDGS INC COM Technology 7.0 $185.0 +1.0 +16.7% $26.43 +41.6%
1158 LEVI LEVI STRAUSS & CO NEW CL A COM STK Consumer Cyclical 10.0 $184.0 -3.0 -23.1% $18.40 +30.4%
1159 PINS PINTEREST INC CL A Communication Services 10.0 $183.0 -32.0 -76.2% $18.30 +6.4%
1160 KMT KENNAMETAL INC COM Industrials 5.0 $180.0 $36.00 +1.5%
Page 58 of 66  ·  1,301 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%