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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 6 of 66  ·  1,301 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 ACN ACCENTURE PLC IRELAND SHS CLASS A Technology 389.0 $77K 0.02% -15.0 -3.7% $198.29 -35.4%
102 IWB ISHARES RUSSELL 1000 ETF 212.0 $76K 0.02% -16.0 -7.0% $356.56 +13.0%
103 CNP CENTERPOINT ENERGY INC COM Utilities 1,745.0 $75K 0.02% -38.0 -2.1% $43.16 +1.2%
104 XOM EXXON MOBIL CORP COM Energy 443.0 $75K 0.02% +128.0 +40.6% $169.66 -19.4%
105 SYY SYSCO CORP COM Consumer Defensive 1,015.0 $72K 0.02% $71.33 +13.7%
106 SJM SMUCKER J M CO COM NEW Consumer Defensive 737.0 $71K 0.02% +728.0 +8088.9% $96.44 +16.6%
107 ITOT ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF 488.0 $70K 0.02% -100.0 -17.0% $142.43 +13.6%
108 HD HOME DEPOT INC COM Consumer Cyclical 194.0 $64K 0.02% +125.0 +181.2% $329.65 +4.5%
109 ARKK ARK INNOVATION ETF 925.0 $63K 0.02% $67.59 +14.2%
110 MGK VANGUARD MEGA CAP GROWTH ETF 168.0 $62K 0.02% +42.0 +33.3% $367.43 -77.0%
111 VYMI VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF 623.0 $59K 0.01% $94.24 +4.4%
112 GEV GE VERNOVA INC COM Utilities 64.0 $56K 0.01% +10.0 +18.5% $872.89 +25.8%
113 MCD MCDONALDS CORP COM Consumer Cyclical 180.0 $56K 0.01% +132.0 +275.0% $310.05 -13.9%
114 AOR ISHARES CORE 60/40 BALANCED ALLOCATION ETF 846.0 $54K 0.01% +6.0 +0.7% $64.35 +7.5%
115 IYW ISHARES U.S. TECHNOLOGY ETF 291.0 $53K 0.01% $181.53 +34.7%
116 ROK ROCKWELL AUTOMATION INC COM Industrials 146.0 $53K 0.01% +134.0 +1116.7% $359.95 +33.4%
117 WMT WALMART INC COM Consumer Defensive 413.0 $51K 0.01% +125.0 +43.4% $124.52 -6.7%
118 PFG PRINCIPAL FINANCIAL GROUP INC COM Financial Services 561.0 $51K 0.01% +535.0 +2057.7% $90.11 +18.0%
119 PEP PEPSICO INC COM Consumer Defensive 324.0 $50K 0.01% +237.0 +272.4% $155.47 -9.6%
120 IXN ISHARES GLOBAL TECH ETF 498.0 $50K 0.01% $99.97 +41.2%
Page 6 of 66  ·  1,301 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%