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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 9 of 66  ·  1,301 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 SHBI SHORE BANCSHARES INC COM Financial Services 1,000.0 $19K 0.01% $18.68 +21.7%
162 MS MORGAN STANLEY COM NEW Financial Services 109.0 $18K 0.01% +21.0 +23.9% $164.57 +34.5%
163 GLW CORNING INC COM Technology 129.0 $18K 0.01% +39.0 +43.3% $135.97 +65.2%
164 NEE NEXTERA ENERGY INC COM Utilities 186.0 $17K 0.00% +59.0 +46.5% $92.88 -5.5%
165 PLD PROLOGIS INC. COM Real Estate 130.0 $17K 0.00% $132.18 +6.1%
166 BX BLACKSTONE INC COM Financial Services 149.0 $17K 0.00% -6.0 -3.9% $114.99 -0.3%
167 BTC GRAYSCALE BITCOIN MINI TRUST ETF Financial Services 558.0 $17K 0.00% $29.99 -12.8%
168 PFE PFIZER INC COM Healthcare 581.0 $16K 0.00% +183.0 +46.0% $28.08 -15.8%
169 HWM HOWMET AEROSPACE INC COM Industrials 70.0 $16K 0.00% +15.0 +27.3% $230.46 +18.0%
170 VBR VANGUARD SMALL CAP VALUE ETF 72.0 $16K 0.00% +9.0 +14.3% $217.25 +11.4%
171 BMY BRISTOL-MYERS SQUIBB CO COM Healthcare 251.0 $15K 0.00% +86.0 +52.1% $60.65 -9.0%
172 HON HONEYWELL INTL INC COM Industrials 67.0 $15K 0.00% +23.0 +52.3% $226.03 +2.3%
173 VOE VANGUARD MID-CAP VALUE ETF 82.0 $15K 0.00% +12.0 +17.1% $184.27 +8.3%
174 NEM NEWMONT CORP COM Basic Materials 139.0 $15K 0.00% +45.0 +47.9% $108.24 -11.8%
175 APH AMPHENOL CORP CL A Technology 118.0 $15K 0.00% +36.0 +43.9% $126.35 +30.8%
176 TMO THERMO FISHER SCIENTIFIC INC COM Healthcare 30.0 $15K 0.00% +8.0 +36.4% $491.50 +3.1%
177 WDC WESTERN DIGITAL CORP COM Technology 54.0 $15K 0.00% +16.0 +42.1% $270.48 +147.5%
178 HINES GLOBAL INCOME TRUST INC SHS CL D 1,485.0 $15K 0.00% $9.82
179 TXN TEXAS INSTRS INC COM Technology 74.0 $14K 0.00% +19.0 +34.5% $194.14 +60.1%
180 DE DEERE & CO COM Industrials 25.0 $14K 0.00% +8.0 +47.1% $563.28 +11.3%
Page 9 of 66  ·  1,301 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%