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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 1 of 6  ·  109 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 SDCI USCF ETF TR 355,968.0 $9.7M 2.56% +144K +67.6% $27.24 -2.7%
2 SGOL ETFS GOLD TR Financial Services 211,594.0 $9.4M 2.49% +6K +2.7% $44.62 -10.6%
3 LLY ELI LILLY & CO Healthcare 3,409.0 $3.1M 0.83% +20.0 +0.6% $919.84 +20.0%
4 ILS ETF OPPORTUNITIES TRUST 154,486.0 $3.1M 0.81% +24K +18.2% $19.79 +1.1%
5 IVV ISHARES TR 4,302.0 $2.8M 0.74% +38.0 +0.9% $653.28 +14.5%
6 IGOV ISHARES TR 58,817.0 $2.4M 0.64% +2K +3.1% $41.06 -0.1%
7 CTA SIMPLIFY EXCHANGE TRADED FUN 79,657.0 $2.4M 0.64% +4K +4.8% $30.22 -10.8%
8 XLRE SELECT SECTOR SPDR TR 57,489.0 $2.3M 0.62% +3K +5.0% $40.83 +7.8%
9 IWM ISHARES TR 9,179.0 $2.3M 0.60% +296.0 +3.3% $247.99 +20.2%
10 SCHR SCHWAB STRATEGIC TR 87,498.0 $2.2M 0.57% +2K +2.2% $24.91 -1.4%
11 MRK MERCK & CO INC Healthcare 16,535.0 $2.0M 0.52% +4K +32.5% $120.29 -4.0%
12 AGG ISHARES TR 24,200.0 $1.9M 0.50% +2K +10.5% $78.01 +26.4%
13 CECO CECO ENVIRONMENTAL CORP Industrials 30,025.0 $1.8M 0.47% +464.0 +1.6% $59.58 +67.3%
14 SHY ISHARES TR 21,382.0 $1.8M 0.47% +211.0 +1.0% $82.57 -0.8%
15 ORCL ORACLE CORP Technology 11,836.0 $1.7M 0.46% +5K +68.4% $147.11 +19.0%
16 RWL INVESCO EXCH TRADED FD TR II 14,609.0 $1.7M 0.44% +3K +23.6% $114.91 +10.5%
17 SPYM SPDR SERIES TRUST 20,448.0 $1.5M 0.41% +11K +112.9% $75.25 +16.4%
18 INTU INTUIT Technology 3,462.0 $1.5M 0.40% +3K +921.2% $432.37 -40.4%
19 QAI NEW YORK LIFE INVESTMENTS ET 42,777.0 $1.5M 0.39% +2K +4.3% $34.12 +7.8%
20 IWR ISHARES TR 14,838.0 $1.4M 0.38% +896.0 +6.4% $97.23 +12.2%
Page 1 of 6  ·  109 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%