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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 2 of 6  ·  109 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 TSLA TESLA INC Consumer Cyclical 3,843.0 $1.4M 0.38% +40.0 +1.1% $371.80 +8.9%
22 ARM ARM HOLDINGS PLC Technology 9,100.0 $1.4M 0.36% +100.0 +1.1% $151.28 +169.5%
23 MCK MCKESSON CORP Healthcare 1,540.0 $1.3M 0.35% +1K +372.4% $865.44 -13.9%
24 SCHZ SCHWAB STRATEGIC TR 56,858.0 $1.3M 0.35% +2K +3.8% $23.22 -0.7%
25 IGV ISHARES TR 16,206.0 $1.3M 0.34% +100.0 +0.6% $80.05 +9.1%
26 MU MICRON TECHNOLOGY INC Technology 3,800.0 $1.3M 0.34% +2K +99.2% $337.88 +258.5%
27 CLSE TRUST FOR PROFESSIONAL MANAG 44,516.0 $1.3M 0.33% +2K +4.9% $28.14 +22.4%
28 AGOX STARBOARD INVT TR 45,041.0 $1.2M 0.32% +366.0 +0.8% $26.62 +31.9%
29 DELL DELL TECHNOLOGIES INC Technology 7,185.0 $1.2M 0.31% +2K +32.9% $164.13 +155.1%
30 IGM ISHARES TR 9,871.0 $1.2M 0.31% +233.0 +2.4% $118.51 +38.5%
31 AGGY WISDOMTREE TR 25,105.0 $1.1M 0.29% +7K +38.5% $43.45 +0.1%
32 WFC WELLS FARGO & CO Financial Services 13,678.0 $1.1M 0.29% +633.0 +4.8% $79.61 +3.3%
33 IVW ISHARES TR 9,557.0 $1.1M 0.28% +77.0 +0.8% $113.11 +21.0%
34 EFA ISHARES TR 10,513.0 $1.0M 0.27% +798.0 +8.2% $97.13 +7.7%
35 HYZD WISDOMTREE TR 45,574.0 $1.0M 0.26% +2K +3.6% $22.01 +3.1%
36 GD GENERAL DYNAMICS CORP Industrials 2,764.0 $949K 0.25% +2K +168.3% $343.21 +0.0%
37 AMD ADVANCED MICRO DEVICES INC Technology 4,576.0 $931K 0.24% +1K +36.3% $203.42 +171.2%
38 GOVT ISHARES TR 39,800.0 $912K 0.24% +12K +45.2% $22.91 -1.0%
39 STIP ISHARES TR 8,800.0 $910K 0.24% +231.0 +2.7% $103.43 -1.5%
40 HYHG PROSHARES TR 14,224.0 $906K 0.24% +539.0 +3.9% $63.72 +1.8%
Page 2 of 6  ·  109 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%