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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 6 of 6  ·  109 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 WTV WISDOMTREE TR 2,612.0 $247K 0.07% +368.0 +16.4% $94.73 +7.5%
102 JGRO J P MORGAN EXCHANGE TRADED F 2,620.0 $221K 0.06% +26.0 +1.0% $84.52 +14.7%
103 SMIZ ZACKS TRUST 5,903.0 $219K 0.06% +314.0 +5.6% $37.07 +19.2%
104 BAI BLACKROCK ETF TRUST 6,492.0 $214K 0.06% +160.0 +2.5% $32.95 +64.6%
105 JAVA J P MORGAN EXCHANGE TRADED F 2,822.0 $202K 0.05% +31.0 +1.1% $71.75 +10.8%
106 EVTR MORGAN STANLEY ETF TRUST 3,971.0 $202K 0.05% +30.0 +0.8% $50.75 -0.0%
107 THRO BLACKROCK ETF TRUST 5,539.0 $201K 0.05% +231.0 +4.3% $36.22 +18.9%
108 BBDC BARINGS BDC INC Financial Services 11,443.0 $94K 0.03% +350.0 +3.2% $8.23 -1.7%
109 AMAX STARBOARD INVT TR 12,208.0 $94K 0.03% +214.0 +1.8% $7.68 -0.0%
Page 6 of 6  ·  109 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%