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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $355M AUM Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 356 New
Page 4 of 18  ·  356 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 UIVM VICTORY PORTFOLIOS II 23,037.0 $1.5M 0.42% NEW $64.53 +13.9%
62 RODM LATTICE STRATEGIES TR 39,679.0 $1.5M 0.41% NEW $36.98 +9.9%
63 DBAW DBX ETF TR 35,425.0 $1.5M 0.41% NEW $41.22 +19.3%
64 GILD GILEAD SCIENCES INC Healthcare 11,787.0 $1.4M 0.41% NEW $122.74 +3.2%
65 NJR NEW JERSEY RES CORP Utilities 30,407.0 $1.4M 0.40% NEW $46.12 +17.7%
66 QAI NEW YORK LIFE INVESTMENTS ET 41,015.0 $1.4M 0.39% NEW $33.51 +9.8%
67 RWL INVESCO EXCH TRADED FD TR II 11,817.0 $1.4M 0.38% NEW $114.50 +10.9%
68 IWR ISHARES TR 13,942.0 $1.3M 0.38% NEW $96.27 +13.3%
69 IYJ ISHARES TR 8,862.0 $1.3M 0.37% NEW $148.17 +8.8%
70 SCHZ SCHWAB STRATEGIC TR 54,799.0 $1.3M 0.36% NEW $23.37 -1.2%
71 AGOX STARBOARD INVT TR 44,675.0 $1.3M 0.36% NEW $28.56 +23.0%
72 DBEM DBX ETF TR 39,682.0 $1.3M 0.36% NEW $31.84 +33.6%
73 GS GOLDMAN SACHS GROUP INC Financial Services 4,298.0 $1.3M 0.36% NEW $293.90 +276.4%
74 IGM ISHARES TR 9,638.0 $1.2M 0.35% NEW $129.16 +22.5%
75 GE GE AEROSPACE Industrials 16,133.0 $1.2M 0.35% NEW $76.68 +363.1%
76 IJH ISHARES TR 18,471.0 $1.2M 0.34% NEW $66.00 +15.3%
77 WFC WELLS FARGO CO NEW Financial Services 13,045.0 $1.2M 0.34% NEW $93.20 -10.0%
78 BAC BANK AMERICA CORP Financial Services 49,818.0 $1.2M 0.33% NEW $23.61 +143.1%
79 IVW ISHARES TR 9,480.0 $1.2M 0.33% NEW $123.27 +8.3%
80 EMGF ISHARES INC 20,111.0 $1.2M 0.33% NEW $57.85 +24.9%
Page 4 of 18  ·  356 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 28.8%
Technology 28.7%
Consumer Cyclical 9.1%
Communication Services 7.7%
Healthcare 7.4%
Industrials 6.1%
Energy 4.6%
Consumer Defensive 4.1%
Basic Materials 2.1%
Utilities 1.5%