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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $355M AUM Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 356 New
Page 6 of 18  ·  356 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 JNJ JOHNSON & JOHNSON Healthcare 9,283.0 $974K 0.28% NEW $104.97 +124.3%
102 SCCO SOUTHERN COPPER CORP Basic Materials 28,706.0 $969K 0.27% NEW $33.77 +430.2%
103 INCY INCYTE CORP Healthcare 9,778.0 $966K 0.27% NEW $98.77 +5.5%
104 AVGO BROADCOM INC Technology 8,726.0 $934K 0.26% NEW $107.01 +257.4%
105 EFA ISHARES TR 9,715.0 $933K 0.26% NEW $96.03 +7.0%
106 XLK SELECT SECTOR SPDR TR 6,471.0 $932K 0.26% NEW $143.96 +28.9%
107 RSPH INVESCO EXCHANGE TRADED FD T 29,110.0 $927K 0.26% NEW $31.85 -0.2%
108 CHRW C H ROBINSON WORLDWIDE INC Industrials 5,726.0 $920K 0.26% NEW $160.75 +14.6%
109 CBOE CBOE GLOBAL MKTS INC Financial Services 3,653.0 $917K 0.26% NEW $251.01 +3.9%
110 GEV GE VERNOVA INC Utilities 8,059.0 $901K 0.25% NEW $111.78 +837.7%
111 IYF ISHARES TR 6,897.0 $889K 0.25% NEW $128.93 +0.3%
112 VGT VANGUARD WORLD FD 24,665.0 $889K 0.25% NEW $36.04 +224.5%
113 PEP PEPSICO INC Consumer Defensive 6,163.0 $885K 0.25% NEW $143.53 -1.4%
114 HYHG PROSHARES TR 13,685.0 $881K 0.25% NEW $64.40 +1.1%
115 STIP ISHARES TR 8,569.0 $877K 0.25% NEW $102.39 -0.5%
116 IUSV ISHARES TR 8,315.0 $853K 0.24% NEW $102.54 +7.1%
117 IUSG ISHARES TR 4,985.0 $837K 0.24% NEW $167.96 +9.6%
118 IGHG PROSHARES TR 10,491.0 $823K 0.23% NEW $78.42 -0.1%
119 CAT CATERPILLAR INC Industrials 2,664.0 $818K 0.23% NEW $306.94 +221.3%
120 ZM ZOOM COMMUNICATIONS INC Technology 9,474.0 $818K 0.23% NEW $86.29 -1.2%
Page 6 of 18  ·  356 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 28.8%
Technology 28.7%
Consumer Cyclical 9.1%
Communication Services 7.7%
Healthcare 7.4%
Industrials 6.1%
Energy 4.6%
Consumer Defensive 4.1%
Basic Materials 2.1%
Utilities 1.5%