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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $355M AUM Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 356 New
Page 7 of 18  ·  356 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 UTEN RBB FD INC 120,843.0 $803K 0.23% NEW $6.64 +549.1%
122 RJF RAYMOND JAMES FINL INC Financial Services 4,997.0 $802K 0.23% NEW $160.59 -3.0%
123 MSCI MSCI INC Financial Services 1,398.0 $802K 0.23% NEW $573.91 +1.4%
124 EFAV ISHARES TR 9,267.0 $799K 0.23% NEW $86.25 +0.9%
125 AGGY WISDOMTREE TR 18,121.0 $798K 0.23% NEW $44.05 -1.2%
126 XLF SELECT SECTOR SPDR TR 19,721.0 $794K 0.22% NEW $40.24 +34.0%
127 EXPD EXPEDITORS INTL WASH INC Industrials 5,270.0 $785K 0.22% NEW $149.02 +8.6%
128 WRB BERKLEY W R CORP Financial Services 10,966.0 $769K 0.22% NEW $70.12 -2.3%
129 RHTX STARBOARD INVT TR 40,638.0 $760K 0.21% NEW $18.71 +6.9%
130 ABBV ABBVIE INC Healthcare 10,265.0 $757K 0.21% NEW $73.73 +217.9%
131 UNH UNITEDHEALTH GROUP INC Healthcare 5,625.0 $752K 0.21% NEW $133.72 +205.8%
132 ADP AUTOMATIC DATA PROCESSING IN Industrials 8,991.0 $750K 0.21% NEW $83.39 +162.7%
133 VO VANGUARD INDEX FDS 10,088.0 $748K 0.21% NEW $74.19 +7.7%
134 IEMG ISHARES INC 11,109.0 $747K 0.21% NEW $67.22 +21.3%
135 SPYM SPDR SERIES TRUST 9,604.0 $743K 0.21% NEW $77.34 +12.0%
136 DYNF BLACKROCK ETF TRUST 12,194.0 $742K 0.21% NEW $60.81 +9.9%
137 BERKSHIRE HATHAWAY INC DEL 1,467.0 $737K 0.21% NEW $502.65
138 UTWO RBB FD INC 15,143.0 $735K 0.21% NEW $48.57 -1.1%
139 IJR ISHARES TR 6,029.0 $725K 0.20% NEW $120.19 +18.9%
140 TDTF FLEXSHARES TR 30,132.0 $722K 0.20% NEW $23.97 -1.4%
Page 7 of 18  ·  356 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 28.8%
Technology 28.7%
Consumer Cyclical 9.1%
Communication Services 7.7%
Healthcare 7.4%
Industrials 6.1%
Energy 4.6%
Consumer Defensive 4.1%
Basic Materials 2.1%
Utilities 1.5%