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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 2 of 7  ·  139 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 PG PROCTER & GAMBLE CO Consumer Defensive 14,060.0 $2.0M 0.54% -24K -62.6% $144.43 +2.3%
22 TPL TEXAS PACIFIC LAND CORPORATI Energy 3,960.0 $1.9M 0.49% -3K -39.7% $474.55 -23.9%
23 PWB INVESCO EXCHANGE TRADED FD T 14,782.0 $1.9M 0.49% -781.0 -5.0% $125.93 +33.8%
24 FTC FIRST TR EXCHANGE-TRADED ALP 12,045.0 $1.9M 0.49% -287.0 -2.3% $154.15 +25.9%
25 SUN SUNOCO LP/SUNOCO FIN CORP Energy 28,020.0 $1.8M 0.48% -385.0 -1.4% $64.97 -3.4%
26 SMLF ISHARES TR 23,526.0 $1.8M 0.47% -2K -7.3% $75.49 +15.7%
27 COWG PACER FDS TR 51,512.0 $1.7M 0.46% -720.0 -1.4% $33.74 +15.3%
28 JPME J P MORGAN EXCHANGE TRADED F 14,887.0 $1.7M 0.45% -1K -8.0% $114.53 +7.7%
29 CZA INVESCO EXCHANGE TRADED FD T 15,254.0 $1.7M 0.44% -672.0 -4.2% $110.15 +8.4%
30 GS GOLDMAN SACHS GROUP INC Financial Services 1,967.0 $1.7M 0.44% -2K -54.2% $845.78 +30.8%
31 FNY FIRST TR EXCHANGE-TRADED ALP 17,948.0 $1.6M 0.43% -1K -5.5% $90.49 +20.2%
32 ANET ARISTA NETWORKS INC Technology 13,192.0 $1.6M 0.43% -151.0 -1.1% $122.78 +42.2%
33 QQQ INVESCO QQQ TR Financial Services 2,793.0 $1.6M 0.42% -37K -93.0% $577.17 +27.9%
34 KLAC KLA CORP Technology 1,086.0 $1.6M 0.42% -9K -89.6% $1471.95 -81.7%
35 CSCO CISCO SYS INC Technology 20,499.0 $1.6M 0.42% -37K -64.6% $77.59 +56.6%
36 GILD GILEAD SCIENCES INC Healthcare 11,184.0 $1.6M 0.41% -603.0 -5.1% $139.37 -10.4%
37 OMFS INVESCO EXCH TRD SLF IDX FD 34,040.0 $1.5M 0.41% -959.0 -2.7% $45.27 +16.2%
38 RODM LATTICE STRATEGIES TR 38,443.0 $1.5M 0.40% -1K -3.1% $39.42 +4.1%
39 TLT ISHARES TR 17,415.0 $1.5M 0.40% -1K -5.7% $86.69 -0.7%
40 FDT FIRST TR EXCH TRD ALPHDX FD 17,336.0 $1.5M 0.40% -1K -7.5% $86.93 +14.8%
Page 2 of 7  ·  139 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%