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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 3 of 7  ·  139 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 UIVM VICTORY PORTFOLIOS II 21,909.0 $1.5M 0.39% -1K -4.9% $68.28 +6.2%
42 FYC FIRST TR EXCHANGE-TRADED ALP 15,276.0 $1.5M 0.39% -1K -8.2% $96.98 +24.4%
43 DBAW DBX ETF TR 34,361.0 $1.5M 0.39% -1K -3.0% $42.69 +12.5%
44 PLTR PALANTIR TECHNOLOGIES INC Technology 9,176.0 $1.3M 0.35% -9K -49.1% $146.28 -18.6%
45 V VISA INC Financial Services 4,380.0 $1.3M 0.35% -12K -73.5% $302.23 +9.6%
46 JNJ JOHNSON & JOHNSON Healthcare 5,384.0 $1.3M 0.35% -4K -42.0% $244.46 -3.7%
47 IYJ ISHARES TR 8,726.0 $1.3M 0.34% -136.0 -1.5% $147.54 +9.2%
48 DBEM DBX ETF TR 36,598.0 $1.2M 0.33% -3K -7.8% $34.13 +19.1%
49 IJH ISHARES TR 17,879.0 $1.2M 0.32% -592.0 -3.2% $67.53 +11.9%
50 GEV GE VERNOVA INC Utilities 1,378.0 $1.2M 0.32% -7K -82.9% $872.96 +20.1%
51 GE GE AEROSPACE Industrials 4,025.0 $1.1M 0.30% -12K -75.0% $283.75 +25.9%
52 SCHW SCHWAB CHARLES CORP Financial Services 12,070.0 $1.1M 0.30% -17K -58.2% $93.98 -1.3%
53 EMGF ISHARES INC 18,743.0 $1.1M 0.30% -1K -6.8% $60.43 +20.5%
54 CAT CATERPILLAR INC Industrials 1,556.0 $1.1M 0.29% -1K -41.6% $708.65 +39.2%
55 MPWR MONOLITHIC PWR SYS INC Technology 973.0 $1.1M 0.28% -804.0 -45.2% $1093.84 +31.7%
56 GEM GOLDMAN SACHS ETF TR 22,867.0 $988K 0.26% -553.0 -2.4% $43.20 +19.2%
57 BAC BANK AMERICA CORP Financial Services 20,227.0 $986K 0.26% -30K -59.4% $48.75 +18.6%
58 UBER UBER TECHNOLOGIES INC Technology 13,615.0 $979K 0.26% -62K -82.0% $71.93 -2.1%
59 GRMN GARMIN LTD Technology 4,175.0 $969K 0.26% -1K -25.7% $232.00 +0.5%
60 ROAM LATTICE STRATEGIES TR 31,074.0 $964K 0.25% -3K -7.9% $31.01 +18.0%
Page 3 of 7  ·  139 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%