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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 4 of 7  ·  139 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 CHRW C H ROBINSON WORLDWIDE IN Industrials 5,452.0 $905K 0.24% -274.0 -4.8% $166.06 +10.9%
62 NEM NEWMONT CORP Basic Materials 8,177.0 $885K 0.23% -2K -21.2% $108.24 -9.1%
63 RSPH INVESCO EXCHANGE TRADED FD T 28,895.0 $872K 0.23% -215.0 -0.7% $30.19 +5.4%
64 CBOE CBOE GLOBAL MKTS INC Financial Services 2,979.0 $837K 0.22% -674.0 -18.4% $281.06 -7.2%
65 XLK SELECT SECTOR SPDR TR 6,190.0 $823K 0.22% -281.0 -4.3% $132.90 +39.9%
66 AVGO BROADCOM INC Technology 2,576.0 $797K 0.21% -6K -70.5% $309.50 +23.9%
67 COST COSTCO WHOLESALE CORPORATION Consumer Defensive 791.0 $789K 0.21% -39K -98.0% $996.88 -3.6%
68 ABBV ABBVIE INC Healthcare 3,421.0 $744K 0.20% -7K -66.7% $217.46 +8.0%
69 IJR ISHARES TR 5,960.0 $741K 0.20% -69.0 -1.1% $124.31 +15.2%
70 IUSG ISHARES TR 4,680.0 $726K 0.19% -305.0 -6.1% $155.10 +18.8%
71 VEA VANGUARD TAX-MANAGED FDS 14,486.0 $720K 0.19% -119.0 -0.8% $49.73 +41.9%
72 XLF SELECT SECTOR SPDR TR 14,300.0 $706K 0.19% -5K -27.5% $49.37 +9.1%
73 UTEN RBB FD INC 16,137.0 $704K 0.18% -105K -86.7% $43.60 -1.0%
74 INCY INCYTE CORP Healthcare 7,373.0 $694K 0.18% -2K -24.6% $94.12 +12.0%
75 FAST FASTENAL CO Industrials 14,924.0 $692K 0.18% -2K -13.9% $46.40 -0.7%
76 WRB BERKLEY W R CORP Financial Services 10,373.0 $688K 0.18% -593.0 -5.4% $66.28 +3.1%
77 QUAL ISHARES TR 3,565.0 $684K 0.18% -69.0 -1.9% $191.82 +11.5%
78 AXP AMERICAN EXPRESS CO Financial Services 2,257.0 $683K 0.18% -298.0 -11.7% $302.46 +11.4%
79 GSG ISHARES S&P GSCI COMMODITY- Financial Services 20,748.0 $669K 0.18% -135.0 -0.7% $32.25 -10.3%
80 UNH UNITEDHEALTH GROUP INC Healthcare 2,450.0 $663K 0.17% -3K -56.4% $270.59 +50.6%
Page 4 of 7  ·  139 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%