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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 6 of 7  ·  139 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 LOW LOWES COS INC Consumer Cyclical 2,073.0 $490K 0.13% -6K -75.0% $236.28 -9.6%
102 IAU ISHARES GOLD TR Financial Services 5,459.0 $481K 0.13% -118.0 -2.1% $88.16 -12.3%
103 EWJ ISHARES INC 5,487.0 $463K 0.12% -50.0 -0.9% $84.45 +9.8%
104 QLC FLEXSHARES TR 5,770.0 $451K 0.12% -677.0 -10.5% $78.16 +13.1%
105 RSP INVESCO EXCHANGE TRADED FD T 2,339.0 $449K 0.12% -9K -79.9% $191.93 +8.8%
106 ATRO ASTRONICS CORP Industrials 6,530.0 $436K 0.12% -7K -50.2% $66.73 +23.9%
107 WIP SPDR SERIES TRUST 10,938.0 $433K 0.11% -610.0 -5.3% $39.60 -0.9%
108 RECS COLUMBIA ETF TR I 10,977.0 $428K 0.11% -1K -10.5% $38.98 +10.0%
109 SPYV SPDR SERIES TRUST 7,227.0 $409K 0.11% -5K -42.8% $56.58 +7.0%
110 JOET VIRTUS ETF TR II 10,169.0 $407K 0.11% -1K -10.3% $40.03 +12.5%
111 PPTY ETF SER SOLUTIONS 13,359.0 $402K 0.11% -289.0 -2.1% $30.11 +12.8%
112 MA MASTERCARD INCORPORATED Financial Services 799.0 $399K 0.10% -1K -55.8% $499.83 -2.4%
113 IBM INTERNATIONAL BUSINESS MACHS Technology 1,570.0 $380K 0.10% -2K -56.6% $242.34 +9.3%
114 VRT VERTIV HOLDINGS CO Industrials 1,512.0 $379K 0.10% -613.0 -28.9% $250.64 +42.8%
115 NUE NUCOR CORP Basic Materials 2,092.0 $354K 0.09% -38.0 -1.8% $169.13 +41.7%
116 EFV ISHARES TR 4,638.0 $345K 0.09% -2K -27.8% $74.36 +2.1%
117 ASML ASML HLDG NV Technology 261.0 $345K 0.09% -5.0 -1.9% $1320.83 +34.6%
118 ABT ABBOTT LABORATORIES Healthcare 2,984.0 $306K 0.08% -3K -51.2% $102.66 -11.8%
119 FNX FIRST TR EXCHANGE-TRADED ALP 2,382.0 $305K 0.08% -282.0 -10.6% $128.24 +11.6%
120 HELE HELEN OF TROY LTD Consumer Defensive 20,240.0 $292K 0.08% -304.0 -1.5% $14.42 +80.2%
Page 6 of 7  ·  139 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%