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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 7 of 7  ·  139 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 QVMM INVESCO EXCH TRADED FD TR II 9,198.0 $292K 0.08% -1K -11.1% $31.70 +12.3%
122 T AT&T INC Communication Services 9,732.0 $282K 0.07% -19K -66.1% $28.99 -22.2%
123 FLQM FRANKLIN TEMPLETON ETF TR 4,934.0 $271K 0.07% -572.0 -10.4% $54.93 +4.0%
124 TSCO TRACTOR SUPPLY CO Consumer Cyclical 5,909.0 $268K 0.07% -87.0 -1.4% $45.30 -33.3%
125 QQQM INVESCO EXCH TRADED FD TR II 1,093.0 $260K 0.07% -145.0 -11.7% $237.70 +24.4%
126 PFE PFIZER INC Healthcare 8,908.0 $250K 0.07% -2K -17.0% $28.08 -11.4%
127 NVR NVR INC Consumer Cyclical 37.0 $244K 0.06% -11.0 -22.9% $6589.84 -2.8%
128 FNDF SCHWAB STRATEGIC TR 4,952.0 $242K 0.06% -95.0 -1.9% $48.93 +8.0%
129 LVHI LEGG MASON ETF INVT 5,932.0 $240K 0.06% -774.0 -11.5% $40.54 +0.1%
130 RJF RAYMOND JAMES FINL INC Financial Services 1,660.0 $240K 0.06% -3K -66.8% $144.80 +8.0%
131 EOG EOG RES INC Energy 1,634.0 $236K 0.06% -3K -67.7% $144.54 -7.7%
132 DGRS WISDOMTREE TR 4,379.0 $232K 0.06% -518.0 -10.6% $52.96 +9.9%
133 C CITIGROUP INC Financial Services 2,005.0 $227K 0.06% -17K -89.3% $113.44 +28.6%
134 EXPD EXPEDITORS INTL WASH INC Industrials 1,544.0 $221K 0.06% -4K -70.7% $143.27 +13.6%
135 SCHF SCHWAB STRATEGIC TR 8,758.0 $217K 0.06% -47.0 -0.5% $24.75 +11.2%
136 QWLD SPDR INDEX SHS FDS 1,467.0 $210K 0.06% -180.0 -10.9% $143.13 +4.6%
137 GSWO GOLDMAN SACHS ETF TR 3,717.0 $209K 0.06% -452.0 -10.8% $56.30 +11.9%
138 FLQS FRANKLIN TEMPLETON ETF TR 4,833.0 $206K 0.05% -649.0 -11.8% $42.68 +11.3%
139 ZM ZOOM COMMUNICATIONS INC Technology 2,536.0 $204K 0.05% -7K -73.2% $80.39 +6.0%
Page 7 of 7  ·  139 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%