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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 12 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 LOW LOWES COS INC Consumer Cyclical 2,073.0 $490K 0.13% -6K -75.0% $236.28 -9.0%
222 FDS FACTSET RESH SYS INC Financial Services 2,254.0 $489K 0.13% +144.0 +6.8% $217.00 +0.7%
223 MBB ISHARES TR 5,137.0 $488K 0.13% +358.0 +7.5% $94.95 -0.6%
224 UNP UNION PAC CORP Industrials 1,993.0 $483K 0.13% +37.0 +1.9% $242.59 +7.4%
225 MTB M & T BK CORP Financial Services 2,331.0 $482K 0.13% $206.76 +10.7%
226 IAU ISHARES GOLD TR Financial Services 5,459.0 $481K 0.13% -118.0 -2.1% $88.16 -11.7%
227 EWJ ISHARES INC 5,487.0 $463K 0.12% -50.0 -0.9% $84.45 +10.2%
228 OMFL INVESCO EXCH TRD SLF IDX FD 7,603.0 $457K 0.12% +164.0 +2.2% $60.12 +12.1%
229 SPGI S&P GLOBAL INC Financial Services 1,065.0 $453K 0.12% NEW $425.52 -5.6%
230 QLC FLEXSHARES TR 5,770.0 $451K 0.12% -677.0 -10.5% $78.16 +13.3%
231 QGRW WISDOMTREE TR 8,438.0 $451K 0.12% +2K +32.4% $53.43 +20.3%
232 RSP INVESCO EXCHANGE TRADED FD T 2,339.0 $449K 0.12% -9K -79.9% $191.93 +9.0%
233 BLACKROCK ETF TRUST II 9,280.0 $445K 0.12% +155.0 +1.7% $47.98
234 GTO INVESCO ACTIVELY MANAGED EXC 9,475.0 $444K 0.12% +1K +18.8% $46.83 -0.2%
235 ADI ANALOG DEVICES INC Technology 1,384.0 $440K 0.12% $318.03 +28.8%
236 SYY SYSCO CORP Consumer Defensive 6,154.0 $439K 0.12% +571.0 +10.2% $71.33 +10.9%
237 ATRO ASTRONICS CORP Industrials 6,530.0 $436K 0.12% -7K -50.2% $66.73 +23.5%
238 IWO ISHARES TR 1,385.0 $435K 0.12% $313.77 +24.2%
239 WIP SPDR SERIES TRUST 10,938.0 $433K 0.11% -610.0 -5.3% $39.60 -0.7%
240 RECS COLUMBIA ETF TR I 10,977.0 $428K 0.11% -1K -10.5% $38.98 +10.1%
Page 12 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%