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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 17 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 TR TOOTSIE ROLL INDS INC Consumer Defensive 6,018.0 $257K 0.07% NEW $42.72 -15.3%
322 LQD ISHARES TR 2,336.0 $255K 0.07% $108.98 -0.2%
323 DVN DEVON ENERGY CORP NEW Energy 5,029.0 $253K 0.07% NEW $50.32 -14.4%
324 XLV SELECT SECTOR SPDR TR 1,716.0 $252K 0.07% +37.0 +2.2% $146.60 +2.4%
325 PFE PFIZER INC Healthcare 8,908.0 $250K 0.07% -2K -17.0% $28.08 -10.7%
326 TJX TJX COS INC NEW Consumer Cyclical 1,553.0 $248K 0.07% $159.71 +2.8%
327 WTV WISDOMTREE TR 2,612.0 $247K 0.07% +368.0 +16.4% $94.73 +7.5%
328 BLACKROCK ETF TRUST 7,674.0 $247K 0.07% NEW $32.15
329 NVR NVR INC Consumer Cyclical 37.0 $244K 0.06% -11.0 -22.9% $6589.84 -3.6%
330 NLOP NET LEASE OFFICE PROPERTIES Real Estate 21,036.0 $242K 0.06% NEW $11.52 +0.2%
331 FNDF SCHWAB STRATEGIC TR 4,952.0 $242K 0.06% -95.0 -1.9% $48.93 +10.5%
332 LVHI LEGG MASON ETF INVT 5,932.0 $240K 0.06% -774.0 -11.5% $40.54 +0.3%
333 RJF RAYMOND JAMES FINL INC Financial Services 1,660.0 $240K 0.06% -3K -66.8% $144.80 +8.2%
334 RDN RADIAN GROUP INC Financial Services 7,205.0 $238K 0.06% NEW $33.08 +6.1%
335 SLAB SILICON LABORATORIES INC Technology 1,144.0 $238K 0.06% NEW $208.15 +5.6%
336 EOG EOG RES INC Energy 1,634.0 $236K 0.06% -3K -67.7% $144.54 -8.1%
337 PBI PITNEY BOWES INC Industrials 21,368.0 $236K 0.06% NEW $11.05 +55.1%
338 IMXI INTERNATIONAL MONEY EXPRESS Technology 14,917.0 $236K 0.06% NEW $15.80 -11.4%
339 SMPL SIMPLY GOOD FOODS CO Consumer Defensive 16,325.0 $234K 0.06% NEW $14.35 -17.4%
340 SOXX ISHARES TR 709.0 $233K 0.06% NEW $328.66 +99.3%
Page 17 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%