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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $355M AUM Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 356 New
Page 18 of 18  ·  356 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 BBDC BARINGS BDC INC Financial Services 11,093.0 $102K 0.03% NEW $9.18 -11.9%
342 AMAX STARBOARD INVT TR 11,994.0 $95K 0.03% NEW $7.90 -2.8%
343 VIS VANGUARD WORLD FD 10,292.0 $84K 0.02% NEW $8.17 +4258.1%
344 CRON CRONOS GROUP INC Healthcare 25,000.0 $66K 0.02% NEW $2.63 +0.8%
345 AKBA AKEBIA THERAPEUTICS INC Healthcare 35,000.0 $56K 0.02% NEW $1.61 -32.3%
346 O REALTY INCOME CORP Real Estate 12,258.0 $52K 0.01% NEW $4.27 +1317.7%
347 BK BANK NEW YORK MELLON CORP Financial Services 21,121.0 $48K 0.01% NEW $2.26 +6253.2%
348 HXL HEXCEL CORP NEW Industrials 28,498.0 $41K 0.01% NEW $1.44 +6805.8%
349 EMR EMERSON ELEC CO Industrials 13,258.0 $39K 0.01% NEW $2.92 +5038.4%
350 VCR VANGUARD WORLD FD 19,666.0 $32K 0.01% NEW $1.64 +23518.7%
351 VHT VANGUARD WORLD FD 20,840.0 $26K 0.01% NEW $1.26 +22334.9%
352 VOX VANGUARD WORLD FD 18,282.0 $18K 0.01% NEW $1.00 +18137.0%
353 OAKTREE SPECIALTY LENDING CO 15,968.0 $16K 0.01% NEW $1.00
354 AMLP ALPS ETF TR 15,662.0 $16K 0.00% NEW $1.00 +4966.0%
355 PSKY PARAMOUNT SKYDANCE CORP Communication Services 11,325.0 $14K 0.00% NEW $1.20 +723.9%
356 PGF INVESCO EXCHANGE TRADED FD T 11,952.0 $12K 0.00% NEW $1.00 +1268.3%
Page 18 of 18  ·  356 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 28.8%
Technology 28.7%
Consumer Cyclical 9.1%
Communication Services 7.7%
Healthcare 7.4%
Industrials 6.1%
Energy 4.6%
Consumer Defensive 4.1%
Basic Materials 2.1%
Utilities 1.5%