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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 19 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 XPEL XPEL INC Consumer Cyclical 4,747.0 $210K 0.06% NEW $44.26 +3.5%
362 QWLD SPDR INDEX SHS FDS 1,467.0 $210K 0.06% -180.0 -10.9% $143.13 +4.4%
363 GSWO GOLDMAN SACHS ETF TR 3,717.0 $209K 0.06% -452.0 -10.8% $56.30 +11.1%
364 IBDS ISHARES TR 8,632.0 $209K 0.06% $24.24 -0.2%
365 VIGI VANGUARD WHITEHALL FDS 2,349.0 $208K 0.06% $88.46 +4.6%
366 FLQS FRANKLIN TEMPLETON ETF TR 4,833.0 $206K 0.05% -649.0 -11.8% $42.68 +11.2%
367 DOCN DIGITALOCEAN HLDGS INC Technology 2,388.0 $205K 0.05% NEW $85.78 +83.2%
368 BMY BRISTOL-MYERS SQUIBB CO Healthcare 3,364.0 $204K 0.05% NEW $60.65 -8.4%
369 ZM ZOOM COMMUNICATIONS INC Technology 2,536.0 $204K 0.05% -7K -73.2% $80.39 +4.9%
370 APOS APOLLO GLOBAL MGMT INC Financial Services 1,826.0 $203K 0.05% NEW $111.42 -77.3%
371 JAVA J P MORGAN EXCHANGE TRADED F 2,822.0 $202K 0.05% +31.0 +1.1% $71.75 +9.7%
372 CNTA CENTESSA PHARMACEUTICALS PLC Healthcare 5,083.0 $202K 0.05% NEW $39.72 +2.0%
373 EEMV ISHARES INC 3,118.0 $202K 0.05% NEW $64.73 +14.5%
374 MGY MAGNOLIA OIL & GAS CORP Energy 6,387.0 $202K 0.05% NEW $31.57 -15.0%
375 EVTR MORGAN STANLEY ETF TRUST 3,971.0 $202K 0.05% +30.0 +0.8% $50.75 +0.0%
376 KREF KKR REAL ESTATE FIN TR INC Real Estate 32,894.0 $201K 0.05% NEW $6.12 +14.9%
377 THRO BLACKROCK ETF TRUST 5,539.0 $201K 0.05% +231.0 +4.3% $36.22 +17.0%
378 ATEC ALPHATEC HLDGS INC Healthcare 15,531.0 $169K 0.04% NEW $10.88 -21.9%
379 MHD BLACKROCK MUNIHOLDINGS FD IN Financial Services 14,856.0 $168K 0.04% $11.28 +4.3%
380 BVS BIOVENTUS INC Healthcare 17,608.0 $161K 0.04% NEW $9.13 +1.8%
Page 19 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%