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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 20 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 INFY INFOSYS LTD Technology 10,552.0 $143K 0.04% NEW $13.51 -20.3%
382 PAYO PAYONEER GLOBAL INC Technology 27,473.0 $133K 0.04% NEW $4.83 +45.3%
383 SXC SUNCOKE ENERGY INC Energy 19,955.0 $130K 0.03% NEW $6.51 +28.6%
384 SFL SFL CORPORATION LTD Industrials 11,098.0 $120K 0.03% NEW $10.79 +4.3%
385 AFIF TWO RDS SHARED TR 12,482.0 $116K 0.03% NEW $9.32 +0.8%
386 IGD VOYA GLBL EQTY DIV & PREM OP Financial Services 20,382.0 $116K 0.03% $5.70 +8.1%
387 NEXT NEXTDECADE CORP Energy 14,830.0 $114K 0.03% NEW $7.66 -3.3%
388 NAVI NAVIENT CORPORATION Financial Services 13,619.0 $111K 0.03% NEW $8.18 -3.8%
389 OSG OCTAVE SPECIALTY GROUP INC Financial Services 23,440.0 $109K 0.03% NEW $4.65 +22.2%
390 HLMN HILLMAN SOLUTIONS CORP Industrials 11,697.0 $97K 0.03% NEW $8.32 -5.2%
391 BBDC BARINGS BDC INC Financial Services 11,443.0 $94K 0.03% +350.0 +3.2% $8.23 -1.7%
392 AMAX STARBOARD INVT TR 12,208.0 $94K 0.03% +214.0 +1.8% $7.68 -0.0%
393 AVAH AVEANNA HEALTHCARE HLDGS INC Healthcare 13,357.0 $86K 0.02% NEW $6.44 +23.0%
394 BLMN BLOOMIN BRANDS INC Consumer Cyclical 15,761.0 $85K 0.02% NEW $5.40 +54.3%
395 CRON CRONOS GROUP INC Healthcare 25,000.0 $63K 0.02% $2.51 +5.6%
396 AKBA AKEBIA THREAPEUTICS INC Healthcare 35,000.0 $49K 0.01% $1.39 -21.6%
Page 20 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%