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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 3 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 CECO CECO ENVIRONMENTAL CORP Industrials 30,025.0 $1.8M 0.47% +464.0 +1.6% $59.58 +67.3%
42 SMLF ISHARES TR 23,526.0 $1.8M 0.47% -2K -7.3% $75.49 +15.7%
43 IEFA ISHARES TR 19,541.0 $1.8M 0.47% $90.53 +7.6%
44 SHY ISHARES TR 21,382.0 $1.8M 0.47% +211.0 +1.0% $82.57 -0.8%
45 ORCL ORACLE CORP Technology 11,836.0 $1.7M 0.46% +5K +68.4% $147.11 +19.0%
46 COWG PACER FDS TR 51,512.0 $1.7M 0.46% -720.0 -1.4% $33.74 +15.3%
47 JPME J P MORGAN EXCHANGE TRADED F 14,887.0 $1.7M 0.45% -1K -8.0% $114.53 +7.7%
48 CZA INVESCO EXCHANGE TRADED FD T 15,254.0 $1.7M 0.44% -672.0 -4.2% $110.15 +8.4%
49 RWL INVESCO EXCH TRADED FD TR II 14,609.0 $1.7M 0.44% +3K +23.6% $114.91 +10.5%
50 NJR NEW JERSEY RES CORP Utilities 30,514.0 $1.7M 0.44% $54.92 -0.2%
51 VV VANGUARD INDEX FDS 11,838.0 $1.7M 0.44% $141.33 +143.1%
52 GS GOLDMAN SACHS GROUP INC Financial Services 1,967.0 $1.7M 0.44% -2K -54.2% $845.78 +30.8%
53 FNY FIRST TR EXCHANGE-TRADED ALP 17,948.0 $1.6M 0.43% -1K -5.5% $90.49 +20.2%
54 ANET ARISTA NETWORKS INC Technology 13,192.0 $1.6M 0.43% -151.0 -1.1% $122.78 +42.2%
55 QQQ INVESCO QQQ TR Financial Services 2,793.0 $1.6M 0.42% -37K -93.0% $577.17 +27.9%
56 KLAC KLA CORP Technology 1,086.0 $1.6M 0.42% -9K -89.6% $1471.95 -81.7%
57 CSCO CISCO SYS INC Technology 20,499.0 $1.6M 0.42% -37K -64.6% $77.59 +56.6%
58 GILD GILEAD SCIENCES INC Healthcare 11,184.0 $1.6M 0.41% -603.0 -5.1% $139.37 -10.4%
59 OMFS INVESCO EXCH TRD SLF IDX FD 34,040.0 $1.5M 0.41% -959.0 -2.7% $45.27 +16.2%
60 SPYM SPDR SERIES TRUST 20,448.0 $1.5M 0.41% +11K +112.9% $75.25 +16.4%
Page 3 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%