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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $355M AUM Filed Feb 6, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 356 New
Page 5 of 18  ·  356 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 CLSE TRUST FOR PROFESSIONAL MANAG 42,445.0 $1.2M 0.33% NEW $27.33 +24.8%
82 GRMN GARMIN LTD Technology 5,616.0 $1.1M 0.32% NEW $202.83 +16.6%
83 UTHR UNITED THERAPEUTICS CORP DEL Healthcare 2,316.0 $1.1M 0.32% NEW $487.25 +11.7%
84 MEDP MEDPACE HLDGS INC Healthcare 2,003.0 $1.1M 0.32% NEW $561.65 -15.7%
85 NFLX NETFLIX INC Communication Services 11,860.0 $1.1M 0.31% NEW $93.76 -22.3%
86 MMM 3M CO Industrials 6,620.0 $1.1M 0.30% NEW $160.10 +1.1%
87 NEM NEWMONT CORP Basic Materials 10,375.0 $1.0M 0.29% NEW $99.85 -2.0%
88 VUG VANGUARD INDEX FDS 11,269.0 $1.0M 0.29% NEW $91.92 -8.5%
89 IDCC INTERDIGITAL INC Technology 3,247.0 $1.0M 0.29% NEW $318.36 -12.3%
90 MA MASTERCARD INCORPORATED Financial Services 1,807.0 $1.0M 0.29% NEW $570.85 -14.5%
91 FOXA FOX CORP Communication Services 14,076.0 $1.0M 0.29% NEW $73.07 -33.2%
92 MRK MERCK & CO INC Healthcare 12,481.0 $1.0M 0.29% NEW $81.92 +46.0%
93 ORCL ORACLE CORP Technology 7,030.0 $1.0M 0.29% NEW $145.37 +13.7%
94 ADBE ADOBE INC Technology 2,891.0 $1.0M 0.28% NEW $349.99 -43.6%
95 GEW EA SERIES TRUST 19,537.0 $1.0M 0.28% NEW $51.40 +5.8%
96 HYZD WISDOMTREE TR 43,999.0 $991K 0.28% NEW $22.53 +0.5%
97 SCHW SCHWAB CHARLES CORP Financial Services 28,896.0 $989K 0.28% NEW $34.24 +172.1%
98 ARM ARM HOLDINGS PLC Technology 9,000.0 $984K 0.28% NEW $109.31 +235.2%
99 ROAM LATTICE STRATEGIES TR 33,743.0 $983K 0.28% NEW $29.13 +24.6%
100 GEM GOLDMAN SACHS ETF TR 23,420.0 $975K 0.28% NEW $41.62 +22.9%
Page 5 of 18  ·  356 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 28.8%
Technology 28.7%
Consumer Cyclical 9.1%
Communication Services 7.7%
Healthcare 7.4%
Industrials 6.1%
Energy 4.6%
Consumer Defensive 4.1%
Basic Materials 2.1%
Utilities 1.5%