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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 5 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 CLSE TRUST FOR PROFESSIONAL MANAG 44,516.0 $1.3M 0.33% +2K +4.9% $28.14 +22.4%
82 DBEM DBX ETF TR 36,598.0 $1.2M 0.33% -3K -7.8% $34.13 +24.7%
83 BSX BOSTON SCIENTIFIC CORP Healthcare 19,483.0 $1.2M 0.32% NEW $62.75 -29.4%
84 ATO ATMOS ENERGY CORP Utilities 6,561.0 $1.2M 0.32% NEW $184.71 -8.2%
85 IJH ISHARES TR 17,879.0 $1.2M 0.32% -592.0 -3.2% $67.53 +12.6%
86 GEV GE VERNOVA INC Utilities 1,378.0 $1.2M 0.32% -7K -82.9% $872.96 +29.2%
87 AGOX STARBOARD INVT TR 45,041.0 $1.2M 0.32% +366.0 +0.8% $26.62 +31.9%
88 DELL DELL TECHNOLOGIES INC Technology 7,185.0 $1.2M 0.31% +2K +32.9% $164.13 +155.1%
89 IGM ISHARES TR 9,871.0 $1.2M 0.31% +233.0 +2.4% $118.51 +38.5%
90 PUT INVESCO QQQ TR 2,000.0 $1.2M 0.30% NEW $577.18
91 GE GE AEROSPACE Industrials 4,025.0 $1.1M 0.30% -12K -75.0% $283.75 +25.2%
92 SCHW SCHWAB CHARLES CORP Financial Services 12,070.0 $1.1M 0.30% -17K -58.2% $93.98 -2.1%
93 EMGF ISHARES INC 18,743.0 $1.1M 0.30% -1K -6.8% $60.43 +26.2%
94 CAT CATERPILLAR INC Industrials 1,556.0 $1.1M 0.29% -1K -41.6% $708.65 +44.3%
95 AGGY WISDOMTREE TR 25,105.0 $1.1M 0.29% +7K +38.5% $43.45 +0.1%
96 WFC WELLS FARGO & CO Financial Services 13,678.0 $1.1M 0.29% +633.0 +4.8% $79.61 +3.3%
97 IVW ISHARES TR 9,557.0 $1.1M 0.28% +77.0 +0.8% $113.11 +21.0%
98 MPWR MONOLITHIC PWR SYS INC Technology 973.0 $1.1M 0.28% -804.0 -45.2% $1093.84 +40.6%
99 EFA ISHARES TR 10,513.0 $1.0M 0.27% +798.0 +8.2% $97.13 +7.7%
100 HYZD WISDOMTREE TR 45,574.0 $1.0M 0.26% +2K +3.6% $22.01 +3.1%
Page 5 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%