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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 6 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 GEM GOLDMAN SACHS ETF TR 22,867.0 $988K 0.26% -553.0 -2.4% $43.20 +25.2%
102 BAC BANK AMERICA CORP Financial Services 20,227.0 $986K 0.26% -30K -59.4% $48.75 +17.7%
103 GEW EA SERIES TRUST 19,537.0 $985K 0.26% $50.43 +9.0%
104 UBER UBER TECHNOLOGIES INC Technology 13,615.0 $979K 0.26% -62K -82.0% $71.93 -0.7%
105 GRMN GARMIN LTD Technology 4,175.0 $969K 0.26% -1K -25.7% $232.00 +1.9%
106 ROAM LATTICE STRATEGIES TR 31,074.0 $964K 0.25% -3K -7.9% $31.01 +21.4%
107 PEP PEPSICO INC Consumer Defensive 6,179.0 $960K 0.25% $155.29 -9.4%
108 MMM 3M CO Industrials 6,605.0 $959K 0.25% $145.22 +12.4%
109 GD GENERAL DYNAMICS CORP Industrials 2,764.0 $949K 0.25% +2K +168.3% $343.21 +0.0%
110 AMD ADVANCED MICRO DEVICES INC Technology 4,576.0 $931K 0.24% +1K +36.3% $203.42 +171.2%
111 VUG VANGUARD INDEX FDS 11,269.0 $929K 0.24% $82.40 +4.2%
112 GOVT ISHARES TR 39,800.0 $912K 0.24% +12K +45.2% $22.91 -1.0%
113 STIP ISHARES TR 8,800.0 $910K 0.24% +231.0 +2.7% $103.43 -1.5%
114 HYHG PROSHARES TR 14,224.0 $906K 0.24% +539.0 +3.9% $63.72 +1.8%
115 CHRW C H ROBINSON WORLDWIDE IN Industrials 5,452.0 $905K 0.24% -274.0 -4.8% $166.06 +12.7%
116 PANW PALO ALTO NETWORKS INC Technology 5,608.0 $899K 0.24% NEW $160.32 +78.6%
117 NEM NEWMONT CORP Basic Materials 8,177.0 $885K 0.23% -2K -21.2% $108.24 -6.0%
118 VLO VALERO ENERGY CORP Energy 3,542.0 $875K 0.23% NEW $247.09 -4.4%
119 RSPH INVESCO EXCHANGE TRADED FD T 28,895.0 $872K 0.23% -215.0 -0.7% $30.19 +3.8%
120 PODD INSULET CORP Healthcare 4,112.0 $863K 0.23% NEW $209.84 -33.8%
Page 6 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%