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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 7 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 IUSV ISHARES TR 8,305.0 $849K 0.22% $102.25 +7.6%
122 EFAV ISHARES TR 9,267.0 $847K 0.22% $91.37 -4.7%
123 IGHG PROSHARES TR 10,868.0 $844K 0.22% +377.0 +3.6% $77.66 +0.9%
124 ETN EATON CORP PLC Industrials 2,353.0 $842K 0.22% NEW $357.68 +21.8%
125 CBOE CBOE GLOBAL MKTS INC Financial Services 2,979.0 $837K 0.22% -674.0 -18.4% $281.06 -8.9%
126 COKE COCA COLA CONS INC Consumer Defensive 4,320.0 $828K 0.22% NEW $191.72 -6.7%
127 IYF ISHARES TR 6,997.0 $823K 0.22% +100.0 +1.4% $117.66 +9.3%
128 XLK SELECT SECTOR SPDR TR 6,190.0 $823K 0.22% -281.0 -4.3% $132.90 +44.6%
129 AVGO BROADCOM INC Technology 2,576.0 $797K 0.21% -6K -70.5% $309.50 +26.7%
130 ADBE ADOBE INC Technology 3,262.0 $793K 0.21% +371.0 +12.8% $243.08 -19.8%
131 COST COSTCO WHOLESALE CORPORATION Consumer Defensive 791.0 $789K 0.21% -39K -98.0% $996.88 -4.6%
132 TTD THE TRADE DESK INC Technology 34,079.0 $773K 0.20% NEW $22.69 -20.6%
133 TRV TRAVELERS COMPANIES INC Financial Services 2,598.0 $758K 0.20% NEW $291.63 +6.5%
134 RHTX STARBOARD INVT TR 40,634.0 $753K 0.20% $18.52 +7.9%
135 TDTF FLEXSHARES TR 31,154.0 $751K 0.20% +1K +3.4% $24.11 -2.0%
136 VIKING HOLDINGS LTD 10,161.0 $747K 0.20% +1K +17.0% $73.48
137 ABBV ABBVIE INC Healthcare 3,421.0 $744K 0.20% -7K -66.7% $217.46 +5.8%
138 VO VANGUARD INDEX FDS 10,093.0 $742K 0.20% $73.53 +9.4%
139 BERKSHIRE HATHAWAY INC DEL 1,548.0 $742K 0.20% +81.0 +5.5% $479.20
140 IJR ISHARES TR 5,960.0 $741K 0.20% -69.0 -1.1% $124.31 +15.2%
Page 7 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%