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Portfolio (Quarterly) Guide ↗

Empirical Asset Management, LLC

· CIK 0001926596
13F Portfolio $379M AUM 396 positions Filed May 11, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 89 New 109 Added 139 Reduced 49 Exited
Page 8 of 20  ·  396 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 WTMF WISDOMTREE TR 18,593.0 $738K 0.20% +858.0 +4.8% $39.69 +4.4%
142 UTWO RBB FD INC 15,105.0 $729K 0.19% $48.28 -0.6%
143 GCC WISDOMTREE TR 30,333.0 $726K 0.19% +1K +5.0% $23.94 -3.2%
144 IUSG ISHARES TR 4,680.0 $726K 0.19% -305.0 -6.1% $155.10 +20.7%
145 XBI SPDR SERIES TRUST 5,657.0 $723K 0.19% $127.74 +14.2%
146 VEA VANGUARD TAX-MANAGED FDS 14,486.0 $720K 0.19% -119.0 -0.8% $49.73 +45.6%
147 AMP AMERIPRISE FINL INC Financial Services 1,593.0 $708K 0.19% NEW $444.37 +6.1%
148 XLF SELECT SECTOR SPDR TR 14,300.0 $706K 0.19% -5K -27.5% $49.37 +8.7%
149 UTEN RBB FD INC 16,137.0 $704K 0.18% -105K -86.7% $43.60 -1.2%
150 MNST MONSTER BEVERAGE CORP NEW Consumer Defensive 9,692.0 $702K 0.18% NEW $72.46 +28.4%
151 COP CONOCOPHILLIPS Energy 5,261.0 $694K 0.18% NEW $132.00 -16.9%
152 INCY INCYTE CORP Healthcare 7,373.0 $694K 0.18% -2K -24.6% $94.12 +10.1%
153 FAST FASTENAL CO Industrials 14,924.0 $692K 0.18% -2K -13.9% $46.40 -0.6%
154 WRB BERKLEY W R CORP Financial Services 10,373.0 $688K 0.18% -593.0 -5.4% $66.28 +1.4%
155 AMAT APPLIED MATLS INC Technology 2,003.0 $685K 0.18% NEW $341.81 +87.3%
156 QUAL ISHARES TR 3,565.0 $684K 0.18% -69.0 -1.9% $191.82 +12.5%
157 AXP AMERICAN EXPRESS CO Financial Services 2,257.0 $683K 0.18% -298.0 -11.7% $302.46 +11.8%
158 CRM SALESFORCE INC Technology 3,587.0 $670K 0.18% +2K +181.3% $186.67 -19.6%
159 GSG ISHARES S&P GSCI COMMODITY- Financial Services 20,748.0 $669K 0.18% -135.0 -0.7% $32.25 -9.3%
160 VCSH VANGUARD SCOTTSDALE FDS 8,413.0 $667K 0.18% +47.0 +0.6% $79.27 -0.6%
Page 8 of 20  ·  396 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.8%
Financial Services 26.2%
Healthcare 8.6%
Consumer Cyclical 7.4%
Energy 7.1%
Industrials 6.4%
Communication Services 6.2%
Consumer Defensive 4.8%
Utilities 2.3%
Basic Materials 1.8%