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Portfolio (Quarterly) Guide ↗

Duncan Williams Asset Management, LLC

· CIK 0002011771
13F Portfolio $361M AUM 154 positions Filed May 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 6 New 19 Added 84 Reduced 22 Exited
Page 4 of 8  ·  154 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 GS GOLDMAN SACHS GROUP INC Financial Services 1,075.0 $909K 0.25% $845.63 +27.9%
62 VBK VANGUARD SMALL-CAP GROWTH ETF 2,986.0 $902K 0.25% -44.0 -1.4% $302.21 +17.8%
63 PG PROCTER & GAMBLE CO COM Consumer Defensive 6,147.0 $888K 0.25% $144.44 +5.4%
64 XOM EXXON MOBIL CORP COM Energy 5,060.0 $858K 0.24% -2K -30.9% $169.65 -19.7%
65 MRK MERCK & CO INC Healthcare 7,052.0 $848K 0.23% -222.0 -3.0% $120.29 -0.1%
66 RRBI RED RIVER BANCSHARES INC COM Financial Services 9,050.0 $818K 0.23% $90.44 +0.7%
67 ACN ACCENTURE LTD BERMUDA CL A Technology 4,107.0 $814K 0.23% -356.0 -8.0% $198.27 -35.5%
68 NEM NEWMONT CORP COM Basic Materials 7,441.0 $806K 0.22% -2K -17.6% $108.25 -12.5%
69 JAAA JANUS HENDERSON AAA CLO ETF 15,431.0 $777K 0.21% +119.0 +0.8% $50.37 +0.5%
70 KLAC KLA-TENCOR CORP Technology 515.0 $758K 0.21% NEW $1472.41 -83.5%
71 VIGI VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF 8,544.0 $756K 0.21% +53.0 +0.6% $88.46 +4.8%
72 BN BROOKFIELD ASSET MGMT INC COM VOTING Financial Services 18,435.0 $746K 0.21% -2K -8.4% $40.47 +6.7%
73 KKR KKR & CO INC COM Financial Services 7,698.0 $712K 0.20% -2K -21.0% $92.50 -0.9%
74 RSP GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT 3,704.0 $711K 0.20% $191.90 +9.8%
75 AMD ADVANCED MICRO DEVICES INC COM Technology 3,413.0 $694K 0.19% -911.0 -21.1% $203.43 +156.2%
76 APLS APELLIS PHARMACEUTICALS INC COM Healthcare 17,005.0 $684K 0.19% $40.23 +2.0%
77 PRTA PROTHENA CORP PLC SHS Healthcare 70,281.0 $683K 0.19% $9.72 -0.1%
78 NOC NORTHROP GRUMMAN CORP COM Industrials 1,000.0 $682K 0.19% $682.24 -25.9%
79 NOW SERVICENOW INC COM Technology 6,275.0 $656K 0.18% NEW $104.55 -9.3%
80 IBM INTL BUSINESS MACHINES Technology 2,692.0 $653K 0.18% -68.0 -2.5% $242.41 +8.3%
Page 4 of 8  ·  154 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.5%
Financial Services 24.5%
Consumer Cyclical 10.9%
Healthcare 10.3%
Industrials 7.3%
Consumer Defensive 5.7%
Communication Services 5.4%
Energy 2.8%
Real Estate 2.3%
Basic Materials 2.0%