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Portfolio (Quarterly) Guide ↗

Duncan Williams Asset Management, LLC

· CIK 0002011771
13F Portfolio $402M AUM Filed Feb 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 170 New
Page 9 of 9  ·  170 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 CSX CSX CORP Industrials 5,250.0 $209K 0.05% NEW $39.85 +15.5%
162 NKE NIKE INC CLASS B Consumer Cyclical 3,223.0 $207K 0.05% NEW $64.21 -34.7%
163 IWS ISHARES RUSSELL MIDCAP VALUE INDEX 1,340.0 $201K 0.05% NEW $150.05 +8.3%
164 ADM ARCHER DANIELS MIDLAND CO COM Consumer Defensive 2,983.0 $201K 0.05% NEW $67.34 +9.2%
165 ET ENERGY TRANSFER EQUITY L P COM UNIT LTD PARTNERSHIP Energy 10,738.0 $197K 0.05% NEW $18.37 +2.6%
166 RLAY RELAY THERAPEUTICS INC COM Healthcare 11,763.0 $100K 0.03% NEW $8.49 +113.3%
167 ANTERIS TECHNOLOGIES GLOBAL COM 10,870.0 $61K 0.01% NEW $5.57
168 HIVE HIVE DIGITAL TECHNOLOGIES LTD COM NEW Financial Services 16,127.0 $37K 0.01% NEW $2.29 +80.4%
169 REDWOOD TRUST INC 7.75 06/15/2027 25,000.0 $25K 0.01% NEW $1.01
170 CAN CANAAN INC SPONSORED ADS Technology 31,000.0 $18K 0.00% NEW $0.58 -44.7%
Page 9 of 9  ·  170 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 30.0%
Technology 25.4%
Consumer Cyclical 10.4%
Healthcare 8.9%
Industrials 7.4%
Communication Services 5.7%
Consumer Defensive 5.3%
Energy 2.6%
Real Estate 2.4%
Basic Materials 1.9%