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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 141 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2801 NZF NUVEEN MUNICIPAL CREDIT INC Financial Services 642.0 $8K NEW $12.56 -1.8%
2802 MMYT MAKEMYTRIP LIMITED MAURITIUS Consumer Cyclical 86.0 $8K NEW $93.60 -54.3%
2803 SIHY HARBOR ETF TRUST 173.0 $8K NEW $46.37 -2.3%
2804 FTS FORTIS INC Utilities 158.0 $8K NEW $50.74 +11.3%
2805 LGIH LGI HOMES INC Consumer Cyclical 155.0 $8K NEW $51.71 -10.8%
2806 NVMI NOVA LTD Technology 25.0 $8K NEW $319.68 +57.5%
2807 POTLATCHDELTIC CORPORATION 195.0 $8K NEW $40.75
2808 VANGUARD CALIF TAX FREE FDS 79.0 $8K NEW $99.77
2809 AA ALCOA CORP Basic Materials 239.0 $8K NEW $32.89 +117.0%
2810 RKT ROCKET COS INC Financial Services 403.0 $8K NEW $19.38 -28.8%
2811 WF WOORI FINL GROUP INC Financial Services 139.0 $8K NEW $56.15 +11.8%
2812 DIOD DIODES INC Technology 146.0 $8K NEW $53.21 +87.3%
2813 FFBC FIRST FINL BANCORP OH Financial Services 307.0 $8K NEW $25.25 +21.7%
2814 LEVI LEVI STRAUSS &CO NEW Consumer Cyclical 332.0 $8K NEW $23.30 -5.5%
2815 INNOVATOR ETFS TRUST 308.0 $8K NEW $25.10
2816 OTTR OTTER TAIL CORP Utilities 94.0 $8K NEW $82.24 +6.2%
2817 SRVR PACER FDS TR 242.0 $8K NEW $31.72 +8.3%
2818 LTPZ PIMCO ETF TR 144.0 $8K NEW $53.28 -4.7%
2819 KBWP INVESCO EXCH TRADED FD TR II 62.0 $8K NEW $123.68 -2.5%
2820 DWM WISDOMTREE TR 115.0 $8K NEW $66.22 +11.7%
Page 141 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%