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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 159 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3161 KAI KADANT INC Industrials 9.0 $3K — NEW — $297.56 -8.0%
3162 MAKX PROSHARES TR — 52.0 $3K — NEW — $51.21 +34.7%
3163 TRIP TRIPADVISOR INC Consumer Cyclical 163.0 $3K — NEW — $16.26 -48.3%
3164 EXTR EXTREME NETWORKS Technology 127.0 $3K — NEW — $20.65 +4.2%
3165 QTWO Q2 HLDGS INC Technology 36.0 $3K — NEW — $72.39 -22.5%
3166 CTS CTS CORP Technology 65.0 $3K — NEW — $39.94 +49.2%
3167 EPP ISHARES INC — 50.0 $3K — NEW — $51.56 +7.3%
3168 — CONFLUENT INC — 130.0 $3K — NEW — $19.80 —
3169 — VIRTUS EQUITY &CONV INCM FD — 102.0 $3K — NEW — $25.11 —
3170 ASC ARDMORE SHIPPING CORP Industrials 215.0 $3K — NEW — $11.87 +50.4%
3171 TCBI TEXAS CAP BANCSHARES INC Financial Services 30.0 $3K — NEW — $84.53 +13.4%
3172 VGM INVESCO TR INVT GRADE MUNS Financial Services 250.0 $3K — NEW — $10.12 -9.9%
3173 TITN TITAN MACHY INC Industrials 151.0 $3K — NEW — $16.74 +40.3%
3174 CC CHEMOURS CO Basic Materials 159.0 $3K — NEW — $15.84 -8.7%
3175 CASS CASS INFORMATION SYS INC Industrials 64.0 $3K — NEW — $39.33 +37.6%
3176 — TWO HBRS INVT CORP — 255.0 $3K — NEW — $9.87 —
3177 UVV UNIVERSAL CORP VA Consumer Defensive 45.0 $3K — NEW — $55.87 -24.0%
3178 IMVP INVESCO INDIA EXCHANGE-TRADE — 100.0 $3K — NEW — $25.07 -22.8%
3179 JULJ INNOVATOR ETFS TRUST — 100.0 $2K — NEW — $24.99 +0.7%
3180 CLOI VANECK ETF TRUST — 47.0 $2K — NEW — $53.11 -0.3%
Page 159 of 187  ·  3,731 positions

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.7%
Financial Services 20.5%
Consumer Cyclical 11.2%
Industrials 9.0%
Healthcare 8.8%
Communication Services 8.2%
Consumer Defensive 5.0%
Energy 2.9%
Utilities 2.1%
Basic Materials 1.8%