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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 71 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1401 INNOVATOR ETFS TRUST 5,876.0 $156K 0.00% NEW $26.49
1402 SPSC SPS COMM INC Technology 1,494.0 $156K 0.00% NEW $104.14 -49.1%
1403 FBT FIRST TR EXCHANGE-TRADED FD 864.0 $155K 0.00% NEW $179.29 +20.0%
1404 FUTY FIDELITY COVINGTON TRUST 2,740.0 $155K 0.00% NEW $56.47 +3.4%
1405 ROL ROLLINS INC Consumer Cyclical 2,632.0 $155K 0.00% NEW $58.74 -14.2%
1406 MOOG INC 744.0 $155K 0.00% NEW $207.67
1407 ETJ EATON VANCE RISK-MANAGED DIV Financial Services 17,170.0 $154K 0.00% NEW $8.99 -6.0%
1408 EMLP FIRST TR EXCHANGE-TRADED FD 4,028.0 $154K 0.00% NEW $38.29 +14.3%
1409 JPIB J P MORGAN EXCHANGE TRADED F 3,128.0 $153K 0.00% NEW $49.03 -1.8%
1410 RWR SPDR SERIES TRUST 1,519.0 $152K 0.00% NEW $100.26 +11.3%
1411 FPI FARMLAND PARTNERS INC Real Estate 13,983.0 $152K 0.00% NEW $10.88 -4.0%
1412 CDE COEUR MNG INC Basic Materials 8,109.0 $152K 0.00% NEW $18.76 -4.9%
1413 INNOVATOR ETFS TRUST 6,087.0 $152K 0.00% NEW $24.96
1414 GWX SPDR INDEX SHS FDS 3,755.0 $151K 0.00% NEW $40.18 +15.8%
1415 FJP FIRST TR EXCH TRD ALPHDX FD 2,315.0 $151K 0.00% NEW $65.17 +19.2%
1416 IDU ISHARES TR 1,358.0 $151K 0.00% NEW $110.89 +2.7%
1417 UOCT INNOVATOR ETFS TRUST 3,881.0 $149K 0.00% NEW $38.43 +6.5%
1418 AVB AVALONBAY CMNTYS INC Real Estate 768.0 $148K 0.00% NEW $193.28 -3.6%
1419 IVZ INVESCO LTD Financial Services 6,452.0 $148K 0.00% NEW $22.94 +20.4%
1420 RSPF INVESCO EXCHANGE TRADED FD T 1,896.0 $147K 0.00% NEW $77.76 -3.2%
Page 71 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%