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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 81 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1601 PINS PINTEREST INC Communication Services 3,073.0 $99K 0.00% NEW $32.17 -35.8%
1602 EMHC SPDR SERIES TRUST 3,924.0 $99K 0.00% NEW $25.19 +0.7%
1603 ISHARES TR 4,253.0 $99K 0.00% NEW $23.22
1604 DXPE DXP ENTERPRISES INC Industrials 829.0 $99K 0.00% NEW $119.07 +25.1%
1605 UBSI UNITED BANKSHARES INC WEST V Financial Services 2,641.0 $98K 0.00% NEW $37.21 +16.3%
1606 NUVEEN REAL ASSET INCOME &G 6,888.0 $98K 0.00% NEW $14.25
1607 SOUN SOUNDHOUND AI INC Technology 6,102.0 $98K 0.00% NEW $16.08 -46.8%
1608 MIDD MIDDLEBY CORP Industrials 735.0 $98K 0.00% NEW $132.93 +15.9%
1609 INCE FRANKLIN TEMPLETON ETF TR 1,641.0 $97K 0.00% NEW $59.28 +13.6%
1610 OAIM UNIFIED SER TR 2,403.0 $97K 0.00% NEW $40.22 +17.4%
1611 FIDI FIDELITY COVINGTON TRUST 3,926.0 $96K 0.00% NEW $24.47 +15.3%
1612 JHMD JOHN HANCOCK EXCHANGE TRADED 2,400.0 $96K 0.00% NEW $39.98 +13.0%
1613 MTZ MASTEC INC Industrials 450.0 $96K 0.00% NEW $212.81 +80.1%
1614 MTD METTLER TOLEDO INTERNATIONAL Healthcare 78.0 $96K 0.00% NEW $1227.62 -5.2%
1615 XLB SELECT SECTOR SPDR TR 1,064.0 $95K 0.00% NEW $89.58 -42.7%
1616 FDLS NORTHERN LTS FD TR IV 2,727.0 $95K 0.00% NEW $34.92 +17.0%
1617 WU WESTERN UN CO Financial Services 11,917.0 $95K 0.00% NEW $7.99 +1.5%
1618 GRPM INVESCO EXCHANGE TRADED FD T 789.0 $95K 0.00% NEW $120.62 +5.5%
1619 JHMM JOHN HANCOCK EXCHANGE TRADED 1,468.0 $95K 0.00% NEW $64.69 +13.3%
1620 FSLR FIRST SOLAR INC Energy 430.0 $95K 0.00% NEW $220.53 +37.6%
Page 81 of 187  ·  3,731 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.2%
Financial Services 20.4%
Consumer Cyclical 11.0%
Communication Services 9.5%
Industrials 8.8%
Healthcare 8.7%
Consumer Defensive 4.9%
Energy 2.8%
Utilities 2.1%
Real Estate 1.8%