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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 21 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 IOCT INNOVATOR ETFS TRUST — 67,970.0 $2.3M 0.04% NEW — $34.17 +11.8%
402 REGL PROSHARES TR — 27,206.0 $2.3M 0.04% NEW — $85.34 +3.7%
403 SBAR SIMPLIFY EXCHANGE TRADED FUN — 87,682.0 $2.3M 0.04% NEW — $26.26 -3.4%
404 GOF GUGGENHEIM STRATEGIC OPPORTU Financial Services 153,560.0 $2.3M 0.04% NEW — $14.98 -42.9%
405 SHV ISHARES TR — 20,819.0 $2.3M 0.04% NEW — $110.49 -0.2%
406 IAUM ISHARES GOLD TR Financial Services 59,722.0 $2.3M 0.04% NEW — $38.50 +11.1%
407 BSX BOSTON SCIENTIFIC CORP Healthcare 23,351.0 $2.3M 0.04% NEW — $97.63 -55.0%
408 BLW BLACKROCK LTD DURATION INCOM Financial Services 162,721.0 $2.3M 0.04% NEW — $14.00 -17.1%
409 STEW SRH TOTAL RETURN FUND INC Financial Services 125,228.0 $2.3M 0.04% NEW — $18.16 -2.5%
410 NVT NVENT ELECTRIC PLC Industrials 23,013.0 $2.3M 0.04% NEW — $98.64 +66.7%
411 GRNY TIDAL TRUST I — 90,727.0 $2.3M 0.04% NEW — $24.99 +13.3%
412 TUA SIMPLIFY EXCHANGE TRADED FUN — 103,622.0 $2.3M 0.04% NEW — $21.87 -12.6%
413 AIRR FIRST TR EXCHANGE TRADED FD — 23,372.0 $2.3M 0.04% NEW — $96.68 +8.6%
414 VWOB VANGUARD WHITEHALL FDS — 33,737.0 $2.3M 0.04% NEW — $66.90 -4.3%
415 GILD GILEAD SCIENCES INC Healthcare 20,334.0 $2.3M 0.04% NEW — $111.00 +36.0%
416 ADI ANALOG DEVICES INC Technology 9,173.0 $2.3M 0.04% NEW — $245.69 +60.2%
417 PHM PULTE GROUP INC Consumer Cyclical 17,053.0 $2.3M 0.04% NEW — $132.13 -9.3%
418 SPGI S&P GLOBAL INC Financial Services 4,629.0 $2.3M 0.04% NEW — $486.67 -17.1%
419 CPRT COPART INC Industrials 49,773.0 $2.2M 0.04% NEW — $44.97 -38.6%
420 NTAP NETAPP INC Technology 18,853.0 $2.2M 0.04% NEW — $118.46 +69.8%
Page 21 of 187  ·  3,731 positions

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.7%
Financial Services 20.5%
Consumer Cyclical 11.2%
Industrials 9.0%
Healthcare 8.8%
Communication Services 8.2%
Consumer Defensive 5.0%
Energy 2.9%
Utilities 2.1%
Basic Materials 1.8%