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Portfolio (Quarterly) Guide ↗

PRINCIPAL SECURITIES, INC.

· CIK 0000012600
13F Portfolio $6.1B AUM Filed Nov 12, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 3731 New
Page 27 of 187  ·  3,731 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 JCI JOHNSON CTLS INTL PLC Industrials 14,142.0 $1.6M 0.03% NEW — $109.95 +36.6%
522 RSP INVESCO EXCHANGE TRADED FD T — 8,078.0 $1.5M 0.03% NEW — $189.70 +11.3%
523 GHY PGIM GLOBAL HIGH YIELD FD FO Financial Services 118,917.0 $1.5M 0.03% NEW — $12.88 -14.4%
524 ZTS ZOETIS INC Healthcare 10,388.0 $1.5M 0.03% NEW — $146.31 -51.4%
525 MCO MOODYS CORP Financial Services 3,178.0 $1.5M 0.03% NEW — $476.51 -1.6%
526 ROST ROSS STORES INC Consumer Cyclical 9,925.0 $1.5M 0.03% NEW — $152.40 +54.9%
527 LITL SIMPLIFY EXCHANGE TRADED FUN — 52,903.0 $1.5M 0.03% NEW — $28.52 +16.8%
528 HBTA HORIZON FDS — 53,293.0 $1.5M 0.03% NEW — $28.27 +17.8%
529 PGX INVESCO EXCH TRADED FD TR II — 129,787.0 $1.5M 0.03% NEW — $11.60 -11.8%
530 DDOG DATADOG INC Technology 10,544.0 $1.5M 0.03% NEW — $142.40 +88.3%
531 FIS FIDELITY NATL INFORMATION SV Technology 22,636.0 $1.5M 0.03% NEW — $65.94 -46.3%
532 PFFD GLOBAL X FDS — 76,764.0 $1.5M 0.03% NEW — $19.43 -8.3%
533 FAB FIRST TR EXCHANGE-TRADED ALP — 17,092.0 $1.5M 0.03% NEW — $87.26 +15.3%
534 — RUSSELL INVTS EXCHANGE TRADE — 53,030.0 $1.5M 0.03% NEW — $28.08 —
535 AYI ACUITY INC Industrials 4,314.0 $1.5M 0.02% NEW — $344.40 -7.3%
536 CUBE CUBESMART Real Estate 36,475.0 $1.5M 0.02% NEW — $40.66 -7.0%
537 FPEI FIRST TR EXCH TRADED FD III — 76,458.0 $1.5M 0.02% NEW — $19.34 -3.9%
538 VPU VANGUARD WORLD FD — 7,782.0 $1.5M 0.02% NEW — $189.40 -9.5%
539 LYG LLOYDS BANKING GROUP PLC Financial Services 320,424.0 $1.5M 0.02% NEW — $4.54 +27.1%
540 IWL ISHARES TR — 8,755.0 $1.5M 0.02% NEW — $166.10 +15.8%
Page 27 of 187  ·  3,731 positions

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 28.7%
Financial Services 20.5%
Consumer Cyclical 11.2%
Industrials 9.0%
Healthcare 8.8%
Communication Services 8.2%
Consumer Defensive 5.0%
Energy 2.9%
Utilities 2.1%
Basic Materials 1.8%