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Portfolio (Quarterly) Guide ↗

MACKAY SHIELDS LLC

· CIK 0000061227
13F Portfolio $2.9B AUM Filed Oct 27, 2025 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 136 New
Page 4 of 7  ·  136 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 NEA NUVEEN AMT FREE QLTY MUN INC Financial Services 1,801,320.0 $20.5M 0.70% NEW $11.39 -0.7%
62 RIVIAN AUTOMOTIVE INC 18,765,000.0 $19.5M 0.66% NEW $1.04
63 WELLS FARGO CO NEW 15,404.0 $19.1M 0.65% NEW $1238.83
64 VERTEX INC 18,323,000.0 $18.7M 0.64% NEW $1.02
65 NZF NUVEEN MUNICIPAL CREDIT INC Financial Services 1,406,423.0 $17.7M 0.60% NEW $12.56 -1.8%
66 WORKIVA INC 17,070,000.0 $16.9M 0.57% NEW $0.99
67 IMPINJ INC 9,965,000.0 $16.7M 0.57% NEW $1.67
68 CHEESECAKE FACTORY INC 15,810,000.0 $15.7M 0.54% NEW $1.00
69 CONMED CORP 15,399,000.0 $14.7M 0.50% NEW $0.95
70 TELADOC HEALTH INC 15,313,000.0 $14.4M 0.49% NEW $0.94
71 NVG NUVEEN AMT FREE MUN CR INC F Financial Services 1,165,469.0 $14.3M 0.49% NEW $12.29 +0.2%
72 MUJ BLACKROCK MUNIHLDGS NJ QLTY Financial Services 1,232,873.0 $14.3M 0.49% NEW $11.59 +4.7%
73 JAZZ INVESTMENTS I LTD 13,366,000.0 $14.2M 0.48% NEW $1.07
74 MGP INGREDIENTS INC NEW 14,660,000.0 $14.0M 0.48% NEW $0.96
75 NBH NEUBERGER BERMAN MUN FD INC Financial Services 1,233,578.0 $12.7M 0.43% NEW $10.32 -0.5%
76 AEROVIRONMENT INC 10,088,000.0 $12.5M 0.43% NEW $1.24
77 NAD NUVEEN QUALITY MUNCP INCOME Financial Services 1,058,093.0 $12.4M 0.42% NEW $11.69 -0.5%
78 BLACKROCK MUNIHLDGS NY QLTY 1,191,469.0 $12.2M 0.41% NEW $10.22
79 FIVE9 INC 13,345,000.0 $11.9M 0.40% NEW $0.89
80 MYN BLACKROCK MUNIYIELD N Y QUAL Financial Services 1,174,171.0 $11.7M 0.40% NEW $9.93 -1.4%
Page 4 of 7  ·  136 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 80.0%
Energy 16.1%
Communication Services 3.7%
Consumer Defensive 0.2%